Thomas L. Flynn - Jun 1, 2021 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/ Thomas L. Flynn
Stock symbol
HTLF
Transactions as of
Jun 1, 2021
Transactions value $
$7,521
Form type
4
Date filed
6/3/2021, 11:07 AM
Previous filing
May 20, 2021
Next filing
Jun 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HTLF Common Stock 10.9K Jun 1, 2021 IRA F1
holding HTLF Common Stock 3.2K Jun 1, 2021 IRA, Wife
holding HTLF Common Stock 34.2K Jun 1, 2021 Direct
holding HTLF Common Stock 37.4K Jun 1, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2021 Director Restricted Stock Units Award $7.52K +150 $50.14 0 Jun 1, 2021 Common Stock 150 Direct F3, F4
holding HTLF 2021 Director Restricted Stock Units (board retainer) 0 Jun 1, 2021 Common Stock 950 Direct F3, F4
holding HTLF 2021 Director Restricted Stock Units 0 Jun 1, 2021 Common Stock 2.05K Direct F3, F4
holding HTLF 2020 Director Restricted Stock Units (retainer) 0 Jun 1, 2021 Common Stock 720 Direct F3, F4
holding HTLF 2020 Director Restricted Stock Units 0 Jun 1, 2021 Common Stock 3.49K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Self directed IRA Trust
F2 These shares are held as Jt. Ten.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.