Duane E. White - 04 Jun 2021 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Director
Signature
/s/Duane E. White
Issuer symbol
N/A
Transactions as of
04 Jun 2021
Net transactions value
$0
Form type
4
Filing time
07 Jun 2021, 14:35:24 UTC
Previous filing
20 May 2021
Next filing
09 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $98,988 +1,966 +21% $50.35 11,185 04 Jun 2021 Direct
holding HTLF Common Stock 9,219 04 Jun 2021 Direct F1
holding HTLF Common Stock 6,159 04 Jun 2021 Direct F1
holding HTLF Common Stock 13,765 04 Jun 2021 Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2020 Director Restricted Stock Units Award $98,988 -1,966 -50% $50.35 1,966 04 Jun 2021 Common Stock 0 Direct F3, F4
holding HTLF 2021 Director Restricted Stock Units 0 04 Jun 2021 Common Stock 1,200 Direct F3, F4
holding HTLF 2020 Director Restricted Stock Units 0 04 Jun 2021 Common Stock 1,966 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of these shares 2,479 are held in an IRA
F2 Shares held as Private Trust Company, custodian Duane E White IRA
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.