Duane E. White - Jun 5, 2021 Form 4/A - Amendment Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/Duane E. White
Stock symbol
HTLF
Transactions as of
Jun 5, 2021
Transactions value $
$0
Form type
4/A - Amendment
Date filed
6/9/2021, 01:11 PM
Date Of Original Report
Jun 7, 2021
Previous filing
Jun 7, 2021
Next filing
Jun 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $99K +1.97K +21.33% $50.35 11.2K Jun 5, 2021 Direct
holding HTLF Common Stock 9.22K Jun 5, 2021 Direct F1
holding HTLF Common Stock 13.8K Jun 5, 2021 Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2020 Director Restricted Stock Units Award -$99K -1.97K -50% $50.35 1.97K Jun 5, 2021 Common Stock 0 Direct F3, F4
holding HTLF 2021 Director Restricted Stock Units 0 Jun 5, 2021 Common Stock 1.2K Direct F3, F4
holding HTLF 2020 Director Restricted Stock Units 0 Jun 5, 2021 Common Stock 1.97K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of these shares 2,479 are held in an IRA
F2 Shares held as Private Trust Company, custodian Duane E White IRA
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.

Remarks:

Updated the transaction date to be 6/5/2021. Also deleted a duplicate direct holding in table 1 that was being pulled in causing the share totals to be off.