Duane E. White - 05 Jun 2021 Form 4/A - Amendment Insider Report for HEARTLAND FINANCIAL USA INC

Role
Director
Signature
/s/Duane E. White
Issuer symbol
N/A
Transactions as of
05 Jun 2021
Net transactions value
$0
Form type
4/A - Amendment
Filing time
09 Jun 2021, 13:11:05 UTC
Date Of Original Report
07 Jun 2021
Previous filing
07 Jun 2021
Next filing
06 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $98,988 +1,966 +21% $50.35 11,185 05 Jun 2021 Direct
holding HTLF Common Stock 9,219 05 Jun 2021 Direct F1
holding HTLF Common Stock 13,765 05 Jun 2021 Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2020 Director Restricted Stock Units Award $98,988 -1,966 -50% $50.35 1,966 05 Jun 2021 Common Stock 0 Direct F3, F4
holding HTLF 2021 Director Restricted Stock Units 0 05 Jun 2021 Common Stock 1,200 Direct F3, F4
holding HTLF 2020 Director Restricted Stock Units 0 05 Jun 2021 Common Stock 1,966 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of these shares 2,479 are held in an IRA
F2 Shares held as Private Trust Company, custodian Duane E White IRA
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.

Remarks:

Updated the transaction date to be 6/5/2021. Also deleted a duplicate direct holding in table 1 that was being pulled in causing the share totals to be off.