Duane E. White - May 19, 2021 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/Duane E. White
Stock symbol
HTLF
Transactions as of
May 19, 2021
Transactions value $
$59,064
Form type
4
Date filed
5/20/2021, 04:33 PM
Next filing
Jun 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HTLF Common Stock 9.22K May 19, 2021 Direct F1
holding HTLF Common Stock 6.16K May 19, 2021 Direct F1
holding HTLF Common Stock 13.8K May 19, 2021 Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2021 Director Restricted Stock Units Award $59.1K +1.2K $49.22 0 May 19, 2021 Common Stock 1.2K Direct F3, F4
holding HTLF 2021 Director Restricted Stock Units 0 May 19, 2021 Common Stock 0 Direct F3, F4
holding HTLF 2020 Director Restricted Stock Units 0 May 19, 2021 Common Stock 1.97K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of these shares 2,479 are held in an IRA
F2 Shares held as Private Trust Company, custodian Duane E White IRA
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.