Thomas L. Flynn - May 19, 2021 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/ Thomas L. Flynn
Stock symbol
HTLF
Transactions as of
May 19, 2021
Transactions value $
$147,660
Form type
4
Date filed
5/20/2021, 05:12 PM
Next filing
Jun 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HTLF Common Stock 10.9K May 19, 2021 IRA F1, F2
holding HTLF Common Stock 3.2K May 19, 2021 IRA, Wife F1
holding HTLF Common Stock 34.2K May 19, 2021 Direct
holding HTLF Common Stock 37.4K May 19, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2021 Director Restricted Stock Units Award $101K +2.05K $49.22 0 May 19, 2021 Common Stock 2.05K Direct F4, F5
transaction HTLF 2021 Director Restricted Stock Units (board retainer) Award $46.8K +950 $49.22 0 May 19, 2021 Common Stock 950 Direct F4, F5
holding HTLF 2021 Director Restricted Stock Units 0 May 19, 2021 Common Stock 0 Direct F4, F5
holding HTLF 2021 Director Restricted Stock Units (board retainer) 0 May 19, 2021 Common Stock 0 Direct F4, F5
holding HTLF 2020 Director Restricted Stock Units (retainer) 0 May 19, 2021 Common Stock 720 Direct F4, F5
holding HTLF 2020 Director Restricted Stock Units 0 May 19, 2021 Common Stock 3.29K Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares participate in a Dividend Reinvestment Plan.
F2 Self directed IRA Trust
F3 These shares are held as Jt. Ten.
F4 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F5 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.