Thomas L. Flynn - 19 May 2021 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Director
Signature
/s/ Thomas L. Flynn
Issuer symbol
N/A
Transactions as of
19 May 2021
Net transactions value
+$147,660
Form type
4
Filing time
20 May 2021, 17:12:52 UTC
Next filing
03 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HTLF Common Stock 10,889 19 May 2021 IRA F1, F2
holding HTLF Common Stock 3,195 19 May 2021 IRA, Wife F1
holding HTLF Common Stock 34,186 19 May 2021 Direct
holding HTLF Common Stock 37,411 19 May 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2021 Director Restricted Stock Units Award $100,901 +2,050 $49.22 0 19 May 2021 Common Stock 2,050 Direct F4, F5
transaction HTLF 2021 Director Restricted Stock Units (board retainer) Award $46,759 +950 $49.22 0 19 May 2021 Common Stock 950 Direct F4, F5
holding HTLF 2021 Director Restricted Stock Units 0 19 May 2021 Common Stock 0 Direct F4, F5
holding HTLF 2021 Director Restricted Stock Units (board retainer) 0 19 May 2021 Common Stock 0 Direct F4, F5
holding HTLF 2020 Director Restricted Stock Units (retainer) 0 19 May 2021 Common Stock 720 Direct F4, F5
holding HTLF 2020 Director Restricted Stock Units 0 19 May 2021 Common Stock 3,294 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares participate in a Dividend Reinvestment Plan.
F2 Self directed IRA Trust
F3 These shares are held as Jt. Ten.
F4 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F5 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.