STEPHEN G. DILLY - 05 Feb 2025 Form 4 Insider Report for CODEXIS, INC. (CDXS)

Role
President and Chief Executive Officer, Director
Signature
/s/ Georgia Erbez, as Attorney-in-Fact for Stephen G. Dilly
Issuer symbol
CDXS
Transactions as of
05 Feb 2025
Net transactions value
$0
Form type
4
Filing time
07 Feb 2025, 20:15:52 UTC
Previous filing
02 Jan 2024
Next filing
12 Nov 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDXS Common Stock Award $0 +88,750 +15% $0.000000 673,053 05 Feb 2025 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CDXS Stock Option (Right to Buy) Award $0 +532,500 $0.000000 532,500 05 Feb 2025 Common Stock 532,500 $4.37 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units vest as to 1/3rd of the shares on each annual anniversary of the grant date, subject to the Reporting Person's continued employment through the applicable vesting dates.
F2 Includes 2,000 shares acquired under the issuer's Employee Stock Purchase Plan on May 10, 2024.
F3 This option vests and becomes exercisable with respect to 25% of the shares subject thereto on the first anniversary of the grant date, and with respect to 1/48th of the original number of shares subject thereto on each monthly anniversary thereafter, subject to the Reporting Person's continued employment through the applicable vesting dates.

Remarks:

President and Chief Executive Officer