STEPHEN GEORGE DILLY - 01 Jan 2024 Form 4 Insider Report for CODEXIS, INC. (CDXS)

Role
President and Chief Executive Officer, Director
Signature
/s/ Sriram Ryali, Attorney-in-Fact for Stephen G. Dilly
Issuer symbol
CDXS
Transactions as of
01 Jan 2024
Net transactions value
$0
Form type
4
Filing time
02 Jan 2024, 21:23:40 UTC
Previous filing
12 Sep 2023
Next filing
07 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDXS Common Stock Award $0 +143,425 +33% $0.000000 582,303 01 Jan 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CDXS Stock Option (Right to Buy) Award $0 +860,500 $0.000000 860,500 01 Jan 2024 Common Stock 860,500 $3.05 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units vest as to 1/3rd of the shares on each annual anniversary of the grant date, subject to the Reporting Person's continued employment through the applicable vesting dates.
F2 This option vests and becomes exercisable with respect to 1/3rd of the shares subject thereto on the first anniversary of the grant date, and with respect to 1/36th of the original number of shares subject thereto on each monthly anniversary thereafter, subject to the Reporting Person's continued employment through the applicable vesting dates.

Remarks:

President and Chief Executive Officer