ADAGE CAPITAL PARTNERS GP, L.L.C. - 23 Feb 2021 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Role
10%+ Owner
Signature
/s/ Robert Atchinson
Issuer symbol
GCMG
Transactions as of
23 Feb 2021
Net transactions value
-$6,822,347
Form type
4
Filing time
13 Jul 2021, 15:39:34 UTC
Previous filing
13 Jul 2021
Next filing
13 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GCMG Class A Common Stock, $0.0001 par value Sale $5,238 -395 -0.01% $13.26 5,282,412 23 Feb 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $330,848 -25,000 -0.47% $13.23 5,257,412 24 Feb 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $332,008 -25,000 -0.48% $13.28 5,232,412 24 Feb 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $11,982 -900 -0.02% $13.31 5,231,512 24 Feb 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $100,994 -7,481 -0.14% $13.50 5,224,031 02 Mar 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $325,860 -25,000 -0.48% $13.03 5,199,031 08 Mar 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $129,550 -10,000 -0.19% $12.96 5,189,031 08 Mar 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $303,188 -24,720 -0.48% $12.26 5,164,311 14 Apr 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $136,494 -11,139 -0.22% $12.25 5,153,172 15 Apr 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $5,390 -440 -0.01% $12.25 5,152,732 16 Apr 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $44,265 -3,658 -0.07% $12.10 5,149,074 19 Apr 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $2,250 +200 +0% $11.25 5,149,274 21 Apr 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $2,450 -200 -0% $12.25 5,149,074 22 Apr 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $639,675 -50,000 -0.97% $12.79 5,099,074 23 Apr 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $72,369 -5,560 -0.11% $13.02 5,093,514 23 Apr 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $448,637 -35,000 -0.69% $12.82 5,058,514 23 Apr 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $1,326 -102 -0% $13.00 5,058,412 26 Apr 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $520,946 -40,066 -0.79% $13.00 5,018,346 27 Apr 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $508,800 -38,400 -0.77% $13.25 4,979,946 28 Apr 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $197,038 -15,000 -0.3% $13.14 4,964,946 28 Apr 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $465,801 -35,000 -0.7% $13.31 4,929,946 29 Apr 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $665,510 -50,000 -1% $13.31 4,879,946 29 Apr 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $12,027 -900 -0.02% $13.36 4,879,046 29 Apr 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $592,582 -44,708 -0.92% $13.25 4,834,338 30 Apr 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $650,800 -50,000 -1% $13.02 4,784,338 04 May 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $107,867 -7,990 -0.17% $13.50 4,776,348 05 May 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $465,370 -34,906 -0.73% $13.33 4,741,442 06 May 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $335,040 -25,000 -0.53% $13.40 4,716,442 07 May 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $11,868 -889 -0.02% $13.35 4,715,553 10 May 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $599,325 +50,000 +1.1% $11.99 4,765,553 12 May 2021 See footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Remarks:

The Reporting Persons disgorged to the Issuer all statutory "profits" pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, that resulted from the transactions reported herein.