ADAGE CAPITAL PARTNERS GP, L.L.C. - 12 Jan 2021 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Role
10%+ Owner
Signature
/s/ Robert Atchinson
Issuer symbol
GCMG
Transactions as of
12 Jan 2021
Net transactions value
-$4,845,139
Form type
4
Filing time
13 Jul 2021, 15:37:46 UTC
Previous filing
13 Jul 2021
Next filing
13 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GCMG Class A Common Stock, $0.0001 par value Sale $200,782 -15,000 -0.27% $13.39 5,625,717 12 Jan 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $29,700 -2,200 -0.04% $13.50 5,623,517 12 Jan 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $29,646 -2,196 -0.04% $13.50 5,621,321 14 Jan 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $31,212 -2,312 -0.04% $13.50 5,619,009 14 Jan 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $134,201 -10,000 -0.18% $13.42 5,609,009 20 Jan 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $155,539 -11,588 -0.21% $13.42 5,597,421 22 Jan 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $675,265 -50,000 -0.89% $13.51 5,547,421 26 Jan 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $135,797 -10,000 -0.18% $13.58 5,537,421 26 Jan 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $675,215 -50,000 -0.9% $13.50 5,487,421 27 Jan 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $7,830 -580 -0.01% $13.50 5,486,841 29 Jan 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $73,333 -5,449 -0.1% $13.46 5,481,392 29 Jan 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $15,900 -1,200 -0.02% $13.25 5,480,192 29 Jan 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $19,026 -1,408 -0.03% $13.51 5,478,784 02 Feb 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $530,726 -39,313 -0.72% $13.50 5,439,471 05 Feb 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $49,826 -3,716 -0.07% $13.41 5,435,755 05 Feb 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $1,350 -100 -0% $13.50 5,435,655 08 Feb 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $21,629 -1,614 -0.03% $13.40 5,434,041 08 Feb 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $153,212 -11,349 -0.21% $13.50 5,422,692 09 Feb 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $72,806 -5,393 -0.1% $13.50 5,417,299 09 Feb 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $676,250 -50,000 -0.92% $13.52 5,367,299 10 Feb 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $127,808 -9,397 -0.18% $13.60 5,357,902 10 Feb 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $282,880 -20,800 -0.39% $13.60 5,337,102 10 Feb 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $5,924 -434 -0.01% $13.65 5,336,668 11 Feb 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $87,234 -6,458 -0.12% $13.51 5,330,210 12 Feb 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $49,892 -3,722 -0.07% $13.40 5,326,488 17 Feb 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $194,526 -14,681 -0.28% $13.25 5,311,807 17 Feb 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $331,520 -25,000 -0.47% $13.26 5,286,807 18 Feb 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $267,716 +21,000 +0.4% $12.75 5,307,807 22 Feb 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $320,422 +25,000 +0.47% $12.82 5,332,807 22 Feb 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $664,250 -50,000 -0.94% $13.28 5,282,807 23 Feb 2021 See footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Remarks:

The Reporting Persons disgorged to the Issuer all statutory "profits" pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, that resulted from the transactions reported herein.