Adage Capital Partners Gp, L.L.C. - Jan 12, 2021 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Role
10%+ Owner
Signature
/s/ Robert Atchinson
Stock symbol
GCMG
Transactions as of
Jan 12, 2021
Transactions value $
-$4,845,139
Form type
4
Date filed
7/13/2021, 03:37 PM
Previous filing
Jul 13, 2021
Next filing
Jul 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GCMG Class A Common Stock, $0.0001 par value Sale -$201K -15K -0.27% $13.39 5.63M Jan 12, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$29.7K -2.2K -0.04% $13.50 5.62M Jan 12, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$29.6K -2.2K -0.04% $13.50 5.62M Jan 14, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$31.2K -2.31K -0.04% $13.50 5.62M Jan 14, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$134K -10K -0.18% $13.42 5.61M Jan 20, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$156K -11.6K -0.21% $13.42 5.6M Jan 22, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$675K -50K -0.89% $13.51 5.55M Jan 26, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$136K -10K -0.18% $13.58 5.54M Jan 26, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$675K -50K -0.9% $13.50 5.49M Jan 27, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$7.83K -580 -0.01% $13.50 5.49M Jan 29, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$73.3K -5.45K -0.1% $13.46 5.48M Jan 29, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$15.9K -1.2K -0.02% $13.25 5.48M Jan 29, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$19K -1.41K -0.03% $13.51 5.48M Feb 2, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$531K -39.3K -0.72% $13.50 5.44M Feb 5, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$49.8K -3.72K -0.07% $13.41 5.44M Feb 5, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$1.35K -100 0% $13.50 5.44M Feb 8, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$21.6K -1.61K -0.03% $13.40 5.43M Feb 8, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$153K -11.3K -0.21% $13.50 5.42M Feb 9, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$72.8K -5.39K -0.1% $13.50 5.42M Feb 9, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$676K -50K -0.92% $13.53 5.37M Feb 10, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$128K -9.4K -0.18% $13.60 5.36M Feb 10, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$283K -20.8K -0.39% $13.60 5.34M Feb 10, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$5.92K -434 -0.01% $13.65 5.34M Feb 11, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$87.2K -6.46K -0.12% $13.51 5.33M Feb 12, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$49.9K -3.72K -0.07% $13.40 5.33M Feb 17, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$195K -14.7K -0.28% $13.25 5.31M Feb 17, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$332K -25K -0.47% $13.26 5.29M Feb 18, 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $268K +21K +0.4% $12.75 5.31M Feb 22, 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $320K +25K +0.47% $12.82 5.33M Feb 22, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$664K -50K -0.94% $13.29 5.28M Feb 23, 2021 See footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Remarks:

The Reporting Persons disgorged to the Issuer all statutory "profits" pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, that resulted from the transactions reported herein.