Adage Capital Partners Gp, L.L.C. - May 18, 2021 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Role
10%+ Owner
Signature
/s/ Robert Atchinson
Stock symbol
GCMG
Transactions as of
May 18, 2021
Transactions value $
$1,682,886
Form type
4
Date filed
7/13/2021, 03:41 PM
Previous filing
Jul 13, 2021
Next filing
Jul 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GCMG Class A Common Stock, $0.0001 par value Sale $43.6K +3.45K +0.07% $12.65 4.76M May 18, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$314K -25K -0.52% $12.56 4.74M May 19, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$190K -15K -0.32% $12.69 4.72M May 19, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$318K -25K -0.53% $12.71 4.7M May 19, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$43.5K -3.42K -0.07% $12.71 4.69M May 19, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$638K -50K -1.07% $12.75 4.64M May 20, 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $287K +25K +0.54% $11.48 4.67M Jun 3, 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $281K +25K +0.54% $11.25 4.69M Jun 4, 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $440K +41.1K +0.88% $10.71 4.73M Jun 7, 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $27.5K +2.59K +0.05% $10.65 4.74M Jun 8, 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $83.3K +7.9K +0.17% $10.55 4.75M Jun 9, 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $153K +14.6K +0.31% $10.50 4.76M Jun 10, 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $157K +15K +0.32% $10.45 4.77M Jun 11, 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $512K +50K +1.05% $10.24 4.82M Jun 11, 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $256K +25K +0.52% $10.25 4.85M Jun 11, 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $373K +36.6K +0.75% $10.22 4.89M Jun 14, 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $253K +25K +0.51% $10.10 4.91M Jun 14, 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $20.4K +2.04K +0.04% $10.00 4.91M Jun 14, 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $66.6K +6.56K +0.13% $10.15 4.92M Jun 16, 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $28.6K +2.82K +0.06% $10.15 4.92M Jun 18, 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $204K +20K +0.41% $10.20 4.94M Jun 21, 2021 See footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Remarks:

The Reporting Persons disgorged to the Issuer all statutory "profits" pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, that resulted from the transactions reported herein.