ADAGE CAPITAL PARTNERS GP, L.L.C. - 18 May 2021 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Role
10%+ Owner
Signature
/s/ Robert Atchinson
Issuer symbol
GCMG
Transactions as of
18 May 2021
Net transactions value
+$1,682,886
Form type
4
Filing time
13 Jul 2021, 15:41:17 UTC
Previous filing
13 Jul 2021
Next filing
27 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GCMG Class A Common Stock, $0.0001 par value Sale $43,617 +3,448 +0.07% $12.65 4,762,105 18 May 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $314,018 -25,000 -0.52% $12.56 4,737,105 19 May 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $190,344 -15,000 -0.32% $12.69 4,722,105 19 May 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $317,625 -25,000 -0.53% $12.70 4,697,105 19 May 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $43,472 -3,421 -0.07% $12.71 4,693,684 19 May 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $637,635 -50,000 -1.1% $12.75 4,643,684 20 May 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $286,905 +25,000 +0.54% $11.48 4,668,684 03 Jun 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $281,232 +25,000 +0.54% $11.25 4,693,684 04 Jun 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $440,342 +41,115 +0.88% $10.71 4,734,799 07 Jun 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $27,530 +2,585 +0.05% $10.65 4,737,384 08 Jun 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $83,289 +7,895 +0.17% $10.55 4,745,279 09 Jun 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $152,750 +14,554 +0.31% $10.50 4,759,833 10 Jun 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $156,718 +15,000 +0.32% $10.45 4,774,833 11 Jun 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $512,155 +50,000 +1% $10.24 4,824,833 11 Jun 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $256,182 +25,000 +0.52% $10.25 4,849,833 11 Jun 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $373,393 +36,552 +0.75% $10.22 4,886,385 14 Jun 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $252,500 +25,000 +0.51% $10.10 4,911,385 14 Jun 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $20,420 +2,042 +0.04% $10.00 4,913,427 14 Jun 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $66,604 +6,562 +0.13% $10.15 4,919,989 16 Jun 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $28,601 +2,818 +0.06% $10.15 4,922,807 18 Jun 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $203,740 +19,979 +0.41% $10.20 4,942,786 21 Jun 2021 See footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Remarks:

The Reporting Persons disgorged to the Issuer all statutory "profits" pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, that resulted from the transactions reported herein.