Adage Capital Partners Gp, L.L.C. - Nov 20, 2020 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Role
10%+ Owner
Signature
/s/ Robert Atchinson
Stock symbol
GCMG
Transactions as of
Nov 20, 2020
Transactions value $
-$2,878,756
Form type
4
Date filed
7/13/2021, 03:36 PM
Previous filing
Jul 13, 2021
Next filing
Jul 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GCMG Class A Common Stock, $0.0001 par value Class A Common Stock Purchase $931 +100 +0% $9.31 5.94M Nov 20, 2020 See footnote F1
transaction GCMG Class A Common Stock Purchase $73K +7.69K +0.13% $9.50 5.95M Nov 25, 2020 See footnote F1
transaction GCMG Class A Common Stock Purchase $94.7K +10K +0.17% $9.47 5.96M Nov 30, 2020 See footnote F1
transaction GCMG Class A Common Stock Purchase $900 +100 +0% $9.00 5.96M Dec 1, 2020 See footnote F1
transaction GCMG Class A Common Stock Sale -$374K -29.8K -0.5% $12.56 5.93M Dec 8, 2020 See footnote F1
transaction GCMG Class A Common Stock Sale -$128K -10.2K -0.17% $12.53 5.92M Dec 8, 2020 See footnote F1
transaction GCMG Class A Common Stock Sale -$676K -50K -0.85% $13.51 5.87M Dec 9, 2020 See footnote F1
transaction GCMG Class A Common Stock Sale -$338K -25K -0.43% $13.50 5.84M Dec 9, 2020 See footnote F1
transaction GCMG Class A Common Stock Purchase -$336K -24K -0.41% $14.02 5.82M Dec 9, 2020 See footnote F1
transaction GCMG Class A Common Stock Sale -$338K -25K -0.43% $13.53 5.79M Dec 9, 2020 See footnote F1
transaction GCMG Class A Common Stock Sale -$338K -25K -0.43% $13.51 5.77M Dec 9, 2020 See footnote F1
transaction GCMG Class A Common Stock Sale -$345K -25K -0.43% $13.79 5.74M Dec 9, 2020 See footnote F1
transaction GCMG Class A Common Stock Sale -$345K -25K -0.44% $13.79 5.72M Dec 9, 2020 See footnote F1
transaction GCMG Class A Common Stock Sale -$208K -15K -0.26% $13.88 5.7M Dec 9, 2020 See footnote F1
transaction GCMG Class A Common Stock Sale $701K +50K +0.89% $14.02 5.65M Dec 10, 2020 See footnote F1
transaction GCMG Class A Common Stock Sale -$347K -25K -0.44% $13.87 5.63M Dec 10, 2020 See footnote F1
transaction GCMG Class A Common Stock Sale -$101K -7.12K -0.13% $14.17 5.62M Dec 10, 2020 See footnote F1
transaction GCMG Class A Common Stock Sale -$273K -19.4K -0.34% $14.10 5.6M Dec 10, 2020 See footnote F1
transaction GCMG Class A Common Stock Sale -$155K -10.3K -0.18% $15.03 5.59M Dec 11, 2020 See footnote F1
transaction GCMG Class A Common Stock Sale -$123K -8.38K -0.15% $14.66 5.58M Dec 11, 2020 See footnote F1
transaction GCMG Class A Common Stock Sale -$210K -15K -0.27% $14.03 5.57M Dec 14, 2020 See footnote F1
transaction GCMG Class A Common Stock Purchase $3.83K +300 +0.01% $12.75 5.57M Dec 15, 2020 See footnote F1
transaction GCMG Class A Common Stock Purchase $611K +50K +0.9% $12.23 5.62M Dec 16, 2020 See footnote F1
transaction GCMG Class A Common Stock Purchase $20.6K +1.75K +0.03% $11.75 5.62M Dec 16, 2020 See footnote F1
transaction GCMG Class A Common Stock Purchase $363K +29.6K +0.53% $12.25 5.65M Dec 17, 2020 See footnote F1
transaction GCMG Class A Common Stock Sale -$205K -15K -0.27% $13.68 5.63M Dec 22, 2020 See footnote F1
transaction GCMG Class A Common Stock Purchase $133K +10K +0.18% $13.27 5.64M Dec 31, 2020 See footnote F1
transaction GCMG Class A Common Stock Sale -$1.74K -130 0% $13.40 5.64M Jan 4, 2021 See footnote F1
transaction GCMG Class A Common Stock Sale -$78.3K -6.02K -0.11% $13.01 5.64M Jan 6, 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $37.9K +2.91K +0.05% $13.01 5.64M Jan 7, 2021 See footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Remarks:

The Reporting Persons disgorged to the Issuer all statutory "profits" pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, that resulted from the transactions reported herein.