ADAGE CAPITAL PARTNERS GP, L.L.C. - 20 Nov 2020 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Role
10%+ Owner
Signature
/s/ Robert Atchinson
Issuer symbol
GCMG
Transactions as of
20 Nov 2020
Net transactions value
-$2,878,756
Form type
4
Filing time
13 Jul 2021, 15:36:10 UTC
Previous filing
13 Jul 2021
Next filing
13 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GCMG Class A Common Stock, $0.0001 par value Class A Common Stock Purchase $931 +100 +0% $9.31 5,938,610 20 Nov 2020 See footnote F1
transaction GCMG Class A Common Stock Purchase $73,036 +7,688 +0.13% $9.50 5,946,298 25 Nov 2020 See footnote F1
transaction GCMG Class A Common Stock Purchase $94,671 +10,000 +0.17% $9.47 5,956,298 30 Nov 2020 See footnote F1
transaction GCMG Class A Common Stock Purchase $900 +100 +0% $9.00 5,956,398 01 Dec 2020 See footnote F1
transaction GCMG Class A Common Stock Sale $373,946 -29,768 -0.5% $12.56 5,926,630 08 Dec 2020 See footnote F1
transaction GCMG Class A Common Stock Sale $127,985 -10,218 -0.17% $12.53 5,916,412 08 Dec 2020 See footnote F1
transaction GCMG Class A Common Stock Sale $675,635 -50,000 -0.85% $13.51 5,866,412 09 Dec 2020 See footnote F1
transaction GCMG Class A Common Stock Sale $337,615 -25,000 -0.43% $13.50 5,841,412 09 Dec 2020 See footnote F1
transaction GCMG Class A Common Stock Purchase $335,757 -23,957 -0.41% $14.02 5,817,455 09 Dec 2020 See footnote F1
transaction GCMG Class A Common Stock Sale $338,200 -25,000 -0.43% $13.53 5,792,455 09 Dec 2020 See footnote F1
transaction GCMG Class A Common Stock Sale $337,740 -25,000 -0.43% $13.51 5,767,455 09 Dec 2020 See footnote F1
transaction GCMG Class A Common Stock Sale $344,695 -25,000 -0.43% $13.79 5,742,455 09 Dec 2020 See footnote F1
transaction GCMG Class A Common Stock Sale $344,832 -25,000 -0.44% $13.79 5,717,455 09 Dec 2020 See footnote F1
transaction GCMG Class A Common Stock Sale $208,196 -15,000 -0.26% $13.88 5,702,455 09 Dec 2020 See footnote F1
transaction GCMG Class A Common Stock Sale $700,950 +50,000 +0.89% $14.02 5,652,455 10 Dec 2020 See footnote F1
transaction GCMG Class A Common Stock Sale $346,685 -25,000 -0.44% $13.87 5,627,455 10 Dec 2020 See footnote F1
transaction GCMG Class A Common Stock Sale $100,891 -7,121 -0.13% $14.17 5,620,334 10 Dec 2020 See footnote F1
transaction GCMG Class A Common Stock Sale $273,311 -19,382 -0.34% $14.10 5,600,952 10 Dec 2020 See footnote F1
transaction GCMG Class A Common Stock Sale $154,805 -10,300 -0.18% $15.03 5,590,652 11 Dec 2020 See footnote F1
transaction GCMG Class A Common Stock Sale $122,838 -8,380 -0.15% $14.66 5,582,272 11 Dec 2020 See footnote F1
transaction GCMG Class A Common Stock Sale $210,426 -15,000 -0.27% $14.03 5,567,272 14 Dec 2020 See footnote F1
transaction GCMG Class A Common Stock Purchase $3,825 +300 +0.01% $12.75 5,567,572 15 Dec 2020 See footnote F1
transaction GCMG Class A Common Stock Purchase $611,480 +50,000 +0.9% $12.23 5,617,572 16 Dec 2020 See footnote F1
transaction GCMG Class A Common Stock Purchase $20,562 +1,750 +0.03% $11.75 5,619,322 16 Dec 2020 See footnote F1
transaction GCMG Class A Common Stock Purchase $362,952 +29,629 +0.53% $12.25 5,648,951 17 Dec 2020 See footnote F1
transaction GCMG Class A Common Stock Sale $205,130 -15,000 -0.27% $13.68 5,633,951 22 Dec 2020 See footnote F1
transaction GCMG Class A Common Stock Purchase $132,733 +10,000 +0.18% $13.27 5,643,951 31 Dec 2020 See footnote F1
transaction GCMG Class A Common Stock Sale $1,742 -130 -0% $13.40 5,643,821 04 Jan 2021 See footnote F1
transaction GCMG Class A Common Stock Sale $78,252 -6,017 -0.11% $13.01 5,637,804 06 Jan 2021 See footnote F1
transaction GCMG Class A Common Stock Purchase $37,884 +2,913 +0.05% $13.01 5,640,717 07 Jan 2021 See footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Remarks:

The Reporting Persons disgorged to the Issuer all statutory "profits" pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, that resulted from the transactions reported herein.