Mark Gregory Spinks - Feb 16, 2023 Form 4 Insider Report for Sally Beauty Holdings, Inc. (SBH)

Role
President - Beauty Systems Group
Signature
/s/ Cade Newman, Attorney-in-Fact
Stock symbol
SBH
Transactions as of
Feb 16, 2023
Transactions value $
-$286,839
Form type
4
Date filed
2/17/2023, 03:05 PM
Previous filing
Nov 17, 2022
Next filing
Nov 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SBH Common Stock Options Exercise $322K +35.5K +92.54% $9.09 73.8K Feb 16, 2023 Direct
transaction SBH Common Stock Sale -$609K -35.5K -48.06% $17.18 38.3K Feb 16, 2023 Direct F1
holding SBH Common Stock 2.28K Feb 16, 2023 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBH Employee Stock Option (right to buy) Options Exercise $0 -35.5K -66.67% $0.00 17.7K Feb 16, 2023 Common Stock 35.5K $9.09 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average sale price. The range of prices for these transactions was $17.08 to $17.32. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F2 The options vest in three equal annual installments beginning on November 15, 2021.

Remarks:

President - Beauty Systems Group