Mark Gregory Spinks - 15 Nov 2022 Form 4 Insider Report for Sally Beauty Holdings, Inc. (SBH)

Role
President - Beauty Systems Group
Signature
/s/ Cade Newman, Attorney-in-Fact
Issuer symbol
SBH
Transactions as of
15 Nov 2022
Net transactions value
-$51,812
Form type
4
Filing time
17 Nov 2022, 15:05:48 UTC
Previous filing
04 Nov 2022
Next filing
17 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SBH Common Stock Options Exercise $0 +13,008 +44% $0.000000 42,448 15 Nov 2022 Direct
transaction SBH Common Stock Tax liability $51,812 -4,135 -9.7% $12.53 38,313 15 Nov 2022 Direct
holding SBH Common Stock 2,283 15 Nov 2022 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBH Restricted stock units Options Exercise $0 -7,261 -50% $0.000000 7,261 15 Nov 2022 Common Stock 7,261 Direct F1, F2
transaction SBH Restricted stock units Options Exercise $0 -5,747 -33% $0.000000 11,494 15 Nov 2022 Common Stock 5,747 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 The restricted stock units vest in three equal annual installments beginning on November 15, 2021.
F3 The restricted stock units vest in three equal annual installments beginning on November 15, 2022.

Remarks:

President - Beauty Systems Group