Steven Hochberg - Nov 11, 2022 Form 4 Insider Report for SLR Investment Corp. (SLRC)

Role
Director
Signature
/s/ Steven Hochberg
Stock symbol
SLRC
Transactions as of
Nov 11, 2022
Transactions value $
$106,462
Form type
4
Date filed
11/15/2022, 06:25 PM
Previous filing
Nov 10, 2022
Next filing
May 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SLRC Common Stock Purchase $106K +7.4K +62.41% $14.39 19.3K Nov 11, 2022 See Footnote F1, F2
holding SLRC Common Stock 5.74K Nov 11, 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reported price for the share purchases made on November 11, 2022 is based on prices ranging from a low of $13.3600 per share to a high of $14.4000 per share. The reporting person undertakes to provide to SLR Investment Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth above.
F2 19,258 shares of common stock of the Issuer are held by an entity for which the reporting person is a managing trustee. The reporting person has no pecuniary interest in the 19,258 shares held by the entity for which the reporting person is a managing trustee.