Steven Hochberg - Nov 16, 2022 Form 4/A - Amendment Insider Report for SLR Investment Corp. (SLRC)

Role
Director
Signature
/s/ Steven Hochberg
Stock symbol
SLRC
Transactions as of
Nov 16, 2022
Transactions value $
-$42,038
Form type
4/A - Amendment
Date filed
5/24/2023, 04:05 PM
Date Of Original Report
Nov 18, 2022
Previous filing
Nov 15, 2022
Next filing
Apr 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SLRC Common Stock Sale -$42K -3K -52.25% $14.01 2.74K Nov 16, 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. The reported price for the share sales made on November 16, 2022 is based on prices ranging from a low of $13.9700 per share to a high of $14.0700 per share. The reporting person undertakes to provide to SLR Investment Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth above.
F2 This amendment to the Form 4 filed on November 18, 2022 is being filed to remove the disclosure of 19,258 shares of common stock of the Issuer that are held by an entity for which the reporting person is a managing trustee. Such shares were previously included in the Form 4 filed on November 18, 2022 by the reporting person but were not required to be included in the Form 4 filed on November 18, 2022 because the reporting person has no pecuniary interest in the 19,258 shares held by the entity for which the reporting person is a managing trustee. The reporting person is not deemed the beneficial owner of the securities held by this entity and does not need to report the securities held by this entity on his beneficial ownership reports. No other changes are being made hereby.