| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NONE | Common Stock | Disposed to Issuer | -202K | -100% | 0 | Jun 21, 2022 | Direct | F1, F2 | ||
| transaction | NONE | Common Stock | Disposed to Issuer | -10K | -100% | 0 | Jun 21, 2022 | By children's grantor retained annuity trust | F1, F2, F3 | ||
| transaction | NONE | Common Stock | Disposed to Issuer | -30K | -100% | 0 | Jun 21, 2022 | By family grantor retained annuity trust | F1, F2, F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NONE | Stock Option (right to buy) | Disposed to Issuer | -61K | -100% | 0 | Jun 21, 2022 | Common Stock | 61K | $2.42 | Direct | F2, F5 | ||
| transaction | NONE | Stock Option (right to buy) | Disposed to Issuer | -10K | -100% | 0 | Jun 21, 2022 | Common Stock | 10K | $3.85 | Direct | F2, F5 |
| Id | Content |
|---|---|
| F1 | On June 21, 2022, pursuant to the Transaction Agreement and Plan of Merger, dated as of January 9, 2022, by and among R1 RCM Holdco Inc. (f/k/a R1 RCM Inc.) (the "Company"), R1 RCM Inc. (f/k/a Project Roadrunner Parent Inc.) ("New R1"), Project Roadrunner Merger Sub Inc. ("R1 Merger Sub"), CoyCo 1, L.P., CoyCo 2, L.P. and certain other parties, R1 Merger Sub was merged with and into the Company, with the Company surviving as a direct, wholly owned subsidiary of New R1 (the "Reorganization"). |
| F2 | Upon consummation of the Reorganization, each share of the Company's common stock issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding share of common stock of New R1 and the Company's stockholders became stockholders of New R1. In addition, each restricted stock unit ("RSU") and option to purchase shares of common stock of the Company issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding RSU or option to purchase shares of common stock of New R1, subject to the same terms and conditions (including applicable vesting terms) as were applicable to RSUs or options to purchase shares immediately prior to the consummation of the Reorganization. |
| F3 | These shares of common stock are held in a grantor retained annuity trust for the benefit of the reporting person and his two children. The reporting person's former spouse is the trustee of the trust. |
| F4 | These shares of common stock are held in a grantor retained annuity trust for the benefit of the reporting person and his nieces and nephews. The reporting person shares investment control over issuer securities held by the trust with his former spouse, who is the trustee of the trust. |
| F5 | Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested. |
Executive Vice President, Chief Solutions & Customer Officer