John M. Sparby - Feb 17, 2022 Form 4 Insider Report for R1 RCM INC. (RCM)

Role
Chief Operating Officer
Signature
/s/ E. Terry Platis, Attorney-in-Fact
Stock symbol
RCM
Transactions as of
Feb 17, 2022
Transactions value $
-$904,048
Form type
4
Date filed
2/22/2022, 06:52 PM
Previous filing
Jan 4, 2022
Next filing
Jun 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCM Common Stock Award $0 +86.7K +57.71% $0.00 237K Feb 17, 2022 Direct F1
transaction RCM Common Stock Tax liability -$904K -35.1K -14.8% $25.79* 202K Feb 17, 2022 Direct
holding RCM Common Stock 10K Feb 17, 2022 By childrens' grantor retained annuity trust F2
holding RCM Common Stock 30K Feb 17, 2022 By family grantor retained annuity trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock received upon settlement of performance-based restricted stock units ("PBRSUs"), which were granted on May 1, 2019. Pursuant to the award agreement, the PBRSUs were subject to both a time-based vesting condition and performance-based vesting conditions based on cumulative adjusted EBITDA and end-to-end revenue cycle management agreement growth as defined in the award agreement. The time-based vesting condition was fully satisfied on December 31, 2021.
F2 These shares of common stock are held in a grantor retained annuity trust for the benefit of the reporting person and his two children. The reporting person's former spouse is the trustee of the trust.
F3 These shares of common stock are held in a grantor retained annuity trust for the benefit of the reporting person and his nieces and nephews. The reporting person shares investment control over issuer securities held by the trust with his former spouse, who is the trustee of the trust.