JOHN M. SPARBY - 05 Aug 2022 Form 4 Insider Report for R1 RCM Inc. /DE

Role
Executive Vice President, Chief Solutions & Customer Officer
Signature
/s/ E. Terry Platis, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
05 Aug 2022
Net transactions value
-$1,173,452
Form type
4
Filing time
09 Aug 2022, 19:31:15 UTC
Previous filing
23 Jun 2022
Next filing
11 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCM Common Stock Other $0 -9,088 -4.5% $0.000000 192,828 05 Aug 2022 Direct F1
transaction RCM Common Stock Options Exercise $116,274 +48,047 +25% $2.42* 240,875 08 Aug 2022 Direct
transaction RCM Common Stock Sale $1,289,726 -48,047 -20% $26.84 192,828 08 Aug 2022 Direct F2
holding RCM Common Stock 10,000 05 Aug 2022 By children's grantor retained annuity trust F3
holding RCM Common Stock 30,046 05 Aug 2022 By family grantor retained annuity trust F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RCM Stock Option (right to buy) Options Exercise $0 -48,047 -79% $0.000000 12,965 08 Aug 2022 Common Stock 48,047 $2.42 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transfer of 9,088 shares to former spouse pursuant to an agreement between the reporting person and his former spouse.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.635 to $27.06 per share. The reporting person undertakes to provide to R1 RCM Inc., any security holder of R1 RCM Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3 These shares of common stock are held in a grantor retained annuity trust for the benefit of the reporting person and his two children. The reporting person's former spouse is the trustee of the trust.
F4 These shares of common stock are held in a grantor retained annuity trust for the benefit of the reporting person and his nieces and nephews. The reporting person shares investment control over R1 RCM Inc. securities held by the trust with his former spouse, who is the trustee of the trust.
F5 Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested.

Remarks:

Executive Vice President, Chief Solutions & Customer Officer