Craig E. Evans - Jan 4, 2022 Form 4 Insider Report for ESS Tech, Inc. (GWH)

Signature
/s/ Amir Moftakhar, by power of attorney for Craig E. Evans
Stock symbol
GWH
Transactions as of
Jan 4, 2022
Transactions value $
-$455,366
Form type
4
Date filed
1/6/2022, 03:10 PM
Previous filing
Nov 17, 2021
Next filing
Jan 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWH Common Stock Tax liability -$232K -20.2K -0.37% $11.50* 5.37M Jan 4, 2022 Direct F1
transaction GWH Common Stock Tax liability -$223K -19.4K -0.85% $11.50* 2.26M Jan 4, 2022 See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of restricted stock units, or RSUs.
F2 The shares are held directly by Julia Song. The reporting persons are husband and wife.