Craig E. Evans - 04 Jan 2022 Form 4 Insider Report for ESS Tech, Inc. (GWH)

Role
President, Director
Signature
/s/ Amir Moftakhar, by power of attorney for Craig E. Evans
Issuer symbol
GWH
Transactions as of
04 Jan 2022
Net transactions value
-$455,366
Form type
4
Filing time
06 Jan 2022, 15:10:19 UTC
Previous filing
17 Nov 2021
Next filing
19 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWH Common Stock Tax liability $232,220 -20,193 -0.37% $11.50* 5,371,491 04 Jan 2022 Direct F1
transaction GWH Common Stock Tax liability $223,146 -19,404 -0.85% $11.50* 2,258,627 04 Jan 2022 See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of restricted stock units, or RSUs.
F2 The shares are held directly by Julia Song. The reporting persons are husband and wife.