Craig E. Evans - Nov 15, 2021 Form 4 Insider Report for ESS Tech, Inc. (GWH)

Role
President, Director
Signature
/s/ Amir Moftakhar, by power of attorney for Craig E. Evans
Stock symbol
GWH
Transactions as of
Nov 15, 2021
Transactions value $
$0
Form type
4
Date filed
11/17/2021, 08:58 PM
Previous filing
Nov 17, 2021
Next filing
Jan 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWH Common Stock Award $0 +59K +1.11% $0.00 5.39M Nov 9, 2021 Direct F1
transaction GWH Common Stock Award $0 +56.6K +2.55% $0.00 2.28M Nov 9, 2021 See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are represented by restricted stock units, or RSUs, awarded upon the satisfaction of certain performance metrics as determined by the Compensation Committee. The RSUs were fully vested on the award date.
F2 The shares are held directly by Julia Song. The reporting persons are husband and wife.