Craig E. Evans - 15 Nov 2021 Form 4 Insider Report for ESS Tech, Inc. (GWH)

Role
President, Director
Signature
/s/ Amir Moftakhar, by power of attorney for Craig E. Evans
Issuer symbol
GWH
Transactions as of
15 Nov 2021
Net transactions value
$0
Form type
4
Filing time
17 Nov 2021, 20:58:54 UTC
Previous filing
17 Nov 2021
Next filing
06 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWH Common Stock Award $0 +58,984 +1.1% $0.000000 5,391,684 09 Nov 2021 Direct F1
transaction GWH Common Stock Award $0 +56,626 +2.5% $0.000000 2,278,031 09 Nov 2021 See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are represented by restricted stock units, or RSUs, awarded upon the satisfaction of certain performance metrics as determined by the Compensation Committee. The RSUs were fully vested on the award date.
F2 The shares are held directly by Julia Song. The reporting persons are husband and wife.