Daniel A. D'Aniello - Nov 22, 2021 Form 4 Insider Report for Carlyle Group Inc. (CG)

Role
Director
Signature
/s/ Jeffrey W. Ferguson by power of attorney for Daniel A. D'Aniello
Stock symbol
CG
Transactions as of
Nov 22, 2021
Transactions value $
-$87,076,470
Form type
4
Date filed
11/24/2021, 03:30 PM
Previous filing
Aug 27, 2021
Next filing
Nov 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CG Common Stock Sale -$87M -1.5M -4.41% $58.05 32.5M Nov 22, 2021 Direct F1
transaction CG Common Stock Sale -$82.7K -1.4K 0% $59.10 32.5M Nov 22, 2021 Direct F2
holding CG Common Stock 496K Nov 22, 2021 See Footnote F3
holding CG Common Stock 17K Nov 22, 2021 See Footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Due to administrative error, the shares reported as directly held by the reporting person on his last Form 4, filed on August 27, 2021, inadvertently included 512,542 shares that were held indirectly and resulted in over-reporting the shares held directly by such amount. This Form 4 reflects the corrected total beneficial ownership for the reporting person.
F2 The price reported in column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $59.05 to $59.28, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
F3 Such securities are held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the securities.
F4 Such securities are held by Carlyle Group Management L.L.C. The reporting person retains sole investment power over the securities.

Remarks:

Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests.