Daniel A. D'Aniello - Aug 26, 2021 Form 4 Insider Report for Carlyle Group Inc. (CG)

Role
Director
Signature
/s/ Jeffrey W. Ferguson by power of attorney for Daniel A. D'Aniello
Stock symbol
CG
Transactions as of
Aug 26, 2021
Transactions value $
-$235,500,000
Form type
4
Date filed
8/27/2021, 04:30 PM
Previous filing
Aug 6, 2021
Next filing
Nov 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CG Common Stock Sale -$236M -5M -12.66% $47.10 34.5M Aug 26, 2021 Direct
holding CG Common Stock 496K Aug 26, 2021 See Footnote F1
holding CG Common Stock 17K Aug 26, 2021 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Such securities are held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the securities.
F2 Such securities are held by Carlyle Group Management L.L.C. The reporting person retains sole investment power over the securities.

Remarks:

Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests.