Daniel A. D'Aniello - Nov 12, 2024 Form 4 Insider Report for Carlyle Group Inc. (CG)

Role
Director
Signature
/s/ Anne K. Frederick by power of attorney for Daniel A. D'Aniello
Stock symbol
CG
Transactions as of
Nov 12, 2024
Transactions value $
-$25,536,924
Form type
4
Date filed
11/14/2024, 05:25 PM
Previous filing
Nov 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CG Common Stock Sale -$22.3M -434K -87.63% $51.37 61.3K Nov 12, 2024 See Footnote F1, F3
transaction CG Common Stock Sale -$3.23M -61.3K -100% $52.69 0 Nov 12, 2024 See Footnote F2, F3
holding CG Common Stock 32.5M Nov 12, 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $51.33 to $52.325, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
F2 The price reported in column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $52.33 to $53.23, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
F3 Such securities were held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and had sole investment power over the securities. The sale of the securities by the reporting person's family trust reported herein is part of broader estate planning transactions on behalf of the reporting person's family.
F4 Includes 17,000 shares of common stock that were transferred by Carlyle Group Management L.L.C. on July 10, 2024, which securities were previously reported as indirectly beneficially owned by the reporting person and the transfer of which was exempt from reporting under Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

Remarks:

Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests.