Richard Mack - 05 Nov 2021 Form 4 Insider Report for Claros Mortgage Trust, Inc. (CMTG)

Role
CEO and Chairman, Director
Signature
/s/ Jeffrey D. Siegel, Attorney-in-fact for Richard Mack
Issuer symbol
CMTG
Transactions as of
05 Nov 2021
Net transactions value
+$5,000,009
Form type
4
Filing time
09 Nov 2021, 14:30:18 UTC
Previous filing
02 Nov 2021
Next filing
20 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMTG COMMON STOCK Purchase $5,000,009 +268,097 +36% $18.65 1,005,289 05 Nov 2021 Direct
holding CMTG COMMON STOCK 1,500,000 05 Nov 2021 By CMTG Holdings F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of 1,500,000 shares of common stock held by Mack CMTG Holdings LLC, a Delaware limited liability company ("Mack CMTG Holdings"). Mr. Mack is one of two managing members of Mack CMTG Holdings and thus is deemed to beneficially own the shares held by Mack CMTG Holdings. Mr. Mack disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein.