Richard Mack - 16 Dec 2021 Form 4 Insider Report for Claros Mortgage Trust, Inc. (CMTG)

Role
CEO and Chairman, Director
Signature
/s/ Jeffrey D. Siegel, Attorney-in-fact for Richard Mack
Issuer symbol
CMTG
Transactions as of
16 Dec 2021
Net transactions value
+$1,904,608
Form type
4
Filing time
20 Dec 2021, 18:47:38 UTC
Previous filing
09 Nov 2021
Next filing
16 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMTG COMMON STOCK Purchase $836,947 +51,904 +5.2% $16.12 1,057,193 16 Dec 2021 Direct F1
transaction CMTG COMMON STOCK Purchase $1,067,661 +63,000 +6% $16.95 1,120,193 17 Dec 2021 Direct F2
holding CMTG COMMON STOCK 1,500,000 16 Dec 2021 By CMTG Holdings F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares purchased in multiple transactions at prices ranging from approximately $15.84 to approximately $16.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4.
F2 The price reported in Column 4 is a weighted average price. The shares purchased in multiple transactions at prices ranging from approximately $16.56 to approximately $17.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4.
F3 Consists of 1,500,000 shares of common stock held by Mack CMTG Holdings LLC, a Delaware limited liability company ("Mack CMTG Holdings"). Mr. Mack is one of two managing members of Mack CMTG Holdings and thus is deemed to beneficially own the shares held by Mack CMTG Holdings. Mr. Mack disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein.