Richard Mack - 02 Nov 2021 Form 3 Insider Report for Claros Mortgage Trust, Inc. (CMTG)

Role
Chief Executive Officer and Chairman Exhibit List: Exhibit 24 - Power of Attorney, Director
Signature
/s/ Jeffrey D. Siegel, Attorney-in-fact for Richard Mack
Issuer symbol
CMTG
Transactions as of
02 Nov 2021
Net transactions value
$0
Form type
3
Filing time
02 Nov 2021, 21:09:21 UTC
Next filing
09 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CMTG Common Stock 737,192 02 Nov 2021 Direct F1
holding CMTG Common Stock 1,500,000 02 Nov 2021 By CMTG Holdings F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of (i) 268,764 shares of common stock held directly, and (ii) 468,428 shares of common stock underlying restricted stock units held directly, which will vest in connection with the Issuer's initial public offering.
F2 Consists of 1,500,000 shares of common stock held by Mack CMTG Holdings LLC, a Delaware limited liability company ("Mack CMTG Holdings"). Mr. Mack is one of two managing members of Mack CMTG Holdings and thus is deemed to beneficially own the shares held by Mack CMTG Holdings. Mr. Mack disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein.

Remarks:

Chief Executive Officer and Chairman Exhibit List: Exhibit 24 - Power of Attorney