Golden Gate Private Equity, Inc. - Nov 2, 2021 Form 4 Insider Report for LiveVox Holdings, Inc. (LVOX)

Role: 10%+ Owner
Signature: Golden Gate Private Equity, Inc., By: /s/ Stephen D. Oetgen, its Managing Director
Stock symbol: LVOX
Transactions as of: Nov 2, 2021
Transactions value $: $336,090
Form type: 4
Date filed: 11/2/2021, 09:23 PM
Previous filing: Jun 28, 2021
Next filing: Dec 17, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LVOX	Class A common stock	Award	$336K	+33.6K	+0.05%	$10.00	71.7M	Nov 2, 2021	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On August 27, 2021, the reporting person became entitled to receive 33,609 shares of the Issuer's Class A common stock pursuant to a final merger consideration provision set forth in the Agreement and Plan of Merger, dated as of January 13, 2021 (the "Merger Agreement"), for the consummation of the Issuer's business combination that occurred on June 18, 2021. The number of shares issuable to the reporting person was determined on September 22, 2021, pursuant to a formula set forth in the Merger Agreement. The shares were issued to the reporting person on November 2, 2021.
F2	The reporting person has sole voting and dispositive power with respect to the reported securities which are directly held by LiveVox TopCo LLC on behalf of a private investor group that includes Golden Gate Capital Opportunity Fund, L.P., Golden Gate Capital Opportunity Fund-A, L.P., GGCOF Executive Co-Invest, L.P., GGCOF Third-Party Co-Invest, L.P., and GGCOF IRA Co-Invest, L.P., each of which are managed by the reporting person. The reporting person and each of the foregoing disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, if any.

Content

On August 27, 2021, the reporting person became entitled to receive 33,609 shares of the Issuer's Class A common stock pursuant to a final merger consideration provision set forth in the Agreement and Plan of Merger, dated as of January 13, 2021 (the "Merger Agreement"), for the consummation of the Issuer's business combination that occurred on June 18, 2021. The number of shares issuable to the reporting person was determined on September 22, 2021, pursuant to a formula set forth in the Merger Agreement. The shares were issued to the reporting person on November 2, 2021.

The reporting person has sole voting and dispositive power with respect to the reported securities which are directly held by LiveVox TopCo LLC on behalf of a private investor group that includes Golden Gate Capital Opportunity Fund, L.P., Golden Gate Capital Opportunity Fund-A, L.P., GGCOF Executive Co-Invest, L.P., GGCOF Third-Party Co-Invest, L.P., and GGCOF IRA Co-Invest, L.P., each of which are managed by the reporting person. The reporting person and each of the foregoing disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, if any.