GOLDEN GATE PRIVATE EQUITY, INC. - 15 Dec 2021 Form 4 Insider Report for LiveVox Holdings, Inc.

Role
10%+ Owner
Signature
/s/ Golden Gate Private Equity, Inc., By: /s/ Rachel Masory, Authorized Signatory
Issuer symbol
N/A
Transactions as of
15 Dec 2021
Net transactions value
+$1,867,898
Form type
4
Filing time
17 Dec 2021, 05:05:15 UTC
Previous filing
02 Nov 2021
Next filing
22 Dec 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LVOX Class A Common Stock Purchase $1,252,198 +253,000 +0.35% $4.95 71,923,701 15 Dec 2021 Direct F1, F2
transaction LVOX Class A Common Stock Purchase $615,700 +129,083 +0.18% $4.77 72,052,784 16 Dec 2021 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has sole voting and dispositive power with respect to the reported securities which are directly held by LiveVox TopCo LLC on behalf of a private investor group that includes Golden Gate Capital Opportunity Fund, L.P., Golden Gate Capital Opportunity Fund-A, L.P., GGCOF Executive Co-Invest, L.P., GGCOF Third-Party Co-Invest, L.P., and GGCOF IRA Co-Invest, L.P., each of which are managed by the reporting person. The reporting person and each of the foregoing disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, if any.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.89 to $4.95, inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the Issuer, or any security holder of the company, full information regarding the number of shares sold at each separate price.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.71 to $4.90, inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the Issuer, or any security holder of the company, full information regarding the number of shares sold at each separate price.