GOLDEN GATE PRIVATE EQUITY, INC. - 18 Jun 2021 Form 3 Insider Report for LiveVox Holdings, Inc.

Role
10%+ Owner
Signature
Golden Gate Private Equity, Inc., By: /s/ Stephen D. Oetgen, as Managing Director
Issuer symbol
N/A
Transactions as of
18 Jun 2021
Net transactions value
$0
Form type
3
Filing time
28 Jun 2021, 17:14:39 UTC
Next filing
02 Nov 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LVOX Class A common stock 71,637,092 18 Jun 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities include 5,000,000 shares of Class A common stock that are subject to certain vesting conditions. The reporting person has sole voting and dispositive power with respect to the reported securities which are directly held by LiveVox TopCo LLC on behalf of a private investor group that includes Golden Gate Capital Opportunity Fund, L.P., Golden Gate Capital Opportunity Fund-A, L.P., GGCOF Executive Co-Invest, L.P., GGCOF Third-Party Co-Invest, L.P., and GGCOF IRA Co-Invest, L.P., each of which are managed by the reporting person. The reporting person and each of the foregoing disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, if any.