Key facts
- This page summarizes Daniel A. D'Aniello's Form 4 filing for Carlyle Group Inc. (CG).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 06 Aug 2021, 18:23.
Daniel A. D'Aniello - 05 Aug 2021 Form 4 Insider Report for Carlyle Group Inc. (CG)
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- CG
- Reported as of
- 05 Aug 2021
- Net transaction value
- -$234,000,000
- SEC form
- 4
- Accepted by SEC
- 06 Aug 2021, 18:23:31 UTC
- Next SEC filing
- 27 Aug 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jeffrey W. Ferguson by power of attorney for Daniel A. D'Aniello
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Daniel A. D'Aniello filed Form 4 for Carlyle Group Inc. (CG) on 06 Aug 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$234,000,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CG
transaction
Common Stock
Sale
- Transaction value
- $234,000,000
- Shares
- -5,000,000
- Change %
- -11%
- Price
- $46.80
- Shares after
- 38,987,102
- Date
- 05 Aug 2021
- Ownership
- Direct
CG
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 495,542
- Date
- 05 Aug 2021
- Ownership
- See Footnote
- Footnotes
- F1
CG
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 17,000
- Date
- 05 Aug 2021
- Ownership
- See Footnote
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Such securities are held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the securities.
Footnote F2
Such securities are held by Carlyle Group Management L.L.C. The reporting person retains sole investment power over the securities.
SEC remarks
Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests.