Brian L. Libman - Aug 18, 2021 Form 4 Insider Report for Finance of America Companies Inc. (FOA)

Role
Director, 10%+ Owner
Signature
/s/ Carli Penney, as Attorney-in-Fact
Stock symbol
FOA
Transactions as of
Aug 18, 2021
Transactions value $
$873,984
Form type
4
Date filed
8/20/2021, 04:33 PM
Previous filing
Aug 18, 2021
Next filing
Oct 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FOA Class A Common Stock Purchase $537K +103K +87.76% $5.22 220K Aug 18, 2021 See Footnote F1, F2
transaction FOA Class A Common Stock Purchase $189K +36.1K +87.75% $5.22 77.3K Aug 18, 2021 Direct F1
transaction FOA Class A Common Stock Purchase $110K +21.7K +9.84% $5.07 242K Aug 19, 2021 See Footnote F2, F3
transaction FOA Class A Common Stock Purchase $38.6K +7.61K +9.84% $5.07 84.9K Aug 19, 2021 Direct F3
holding FOA Class A Common Stock 1.38M Aug 18, 2021 See Footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.16 to $5.25, inclusive. The Reporting Person undertakes to provide to Finance of America Companies Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
F2 Reflects securities purchased by an entity for which the Reporting Person serves as a trustee.
F3 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.025 to $5.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
F4 Reflects securities held directly by Libman Family Holdings, LLC. The sole manager of Libman Family Holdings, LLC is Brian L. Libman.

Remarks:

Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly owned, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.