Brian L. Libman - 18 Aug 2021 Form 4 Insider Report for Finance of America Companies Inc. (FOA)

Reporting relationship: Director, 10%+ Owner
Issuer ticker: FOA
Reported as of: 18 Aug 2021
Net transaction value: +$873,984
SEC form: 4
Accepted by SEC: 20 Aug 2021, 16:33:29 UTC
Prior SEC filing: 18 Aug 2021
Next SEC filing: 01 Oct 2021
Source filing: View source filing
Reporting owner signature: /s/ Carli Penney, as Attorney-in-Fact

Key filing fact

Brian L. Libman filed Form 4 for Finance of America Companies Inc. (FOA) on 20 Aug 2021.

Key facts

This page summarizes Brian L. Libman's Form 4 filing for Finance of America Companies Inc. (FOA).
4 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 20 Aug 2021, 16:33.

Change

Previous filing in this sequence was filed on 18 Aug 2021.
Current net transaction value: +$873,984.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FOA transaction

Class A Common Stock

Purchase

Transaction value: $536,929
Shares: +102,860
Change %: +88%
Price: $5.22
Shares after: 220,070
Date: 18 Aug 2021
Ownership: See Footnote
Footnotes: F1, F2

FOA transaction

Class A Common Stock

Purchase

Transaction value: $188,651
Shares: +36,140
Change %: +88%
Price: $5.22
Shares after: 77,323
Date: 18 Aug 2021
Ownership: Direct
Footnotes: F1

FOA transaction

Class A Common Stock

Purchase

Transaction value: $109,816
Shares: +21,660
Change %: +9.8%
Price: $5.07
Shares after: 241,730
Date: 19 Aug 2021
Ownership: See Footnote
Footnotes: F2, F3

FOA transaction

Class A Common Stock

Purchase

Transaction value: $38,588
Shares: +7,611
Change %: +9.8%
Price: $5.07
Shares after: 84,934
Date: 19 Aug 2021
Ownership: Direct
Footnotes: F3

FOA holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,380,247
Date: 18 Aug 2021
Ownership: See Footnote
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.16 to $5.25, inclusive. The Reporting Person undertakes to provide to Finance of America Companies Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Footnote F2

Reflects securities purchased by an entity for which the Reporting Person serves as a trustee.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.025 to $5.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Footnote F4

Reflects securities held directly by Libman Family Holdings, LLC. The sole manager of Libman Family Holdings, LLC is Brian L. Libman.

SEC remarks

Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly owned, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.