-
Signature
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/s/ Brian Libman
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Stock symbol
-
FOA
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Transactions as of
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Sep 29, 2021
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Transactions value $
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$0
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Form type
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4
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Date filed
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10/1/2021, 05:37 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
FOA |
Class A Common Stock |
Options Exercise |
|
+628K |
+45.5% |
|
2.01M |
Sep 29, 2021 |
See Footnote |
F1, F2, F3 |
transaction |
FOA |
Class A Common Stock |
Disposed to Issuer |
$0 |
-2.01M |
-100% |
$0.00* |
0 |
Sep 29, 2021 |
See Footnote |
F2, F3 |
transaction |
FOA |
Class A Common Stock |
Options Exercise |
|
+53.4K |
|
|
53.4K |
Sep 29, 2021 |
See Footnote |
F1, F2, F4 |
transaction |
FOA |
Class A Common Stock |
Disposed to Issuer |
$0 |
-53.4K |
-100% |
$0.00* |
0 |
Sep 29, 2021 |
See Footnote |
F2, F4 |
holding |
FOA |
Class A Common Stock |
|
|
|
|
|
84.9K |
Sep 29, 2021 |
Direct |
|
holding |
FOA |
Class A Common Stock |
|
|
|
|
|
242K |
Sep 29, 2021 |
See Footnote |
F5 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
FOA |
LLC Units of Finance of America Equity Capital LLC |
Options Exercise |
$0 |
-628K |
-0.86% |
$0.00 |
72.4M |
Sep 29, 2021 |
Class A Common Stock |
628K |
|
See Footnote |
F1, F3 |
transaction |
FOA |
LLC Units of Finance of America Equity Capital LLC |
Options Exercise |
$0 |
-53.4K |
-2.75% |
$0.00 |
1.89M |
Sep 29, 2021 |
Class A Common Stock |
53.4K |
|
See Footnote |
F1, F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly owned, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.