| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | FOA | Class A Common Stock | Award | $13.8M | +1.38M | $10.00 | 1.38M | Apr 1, 2021 | See Footnote | F1, F2 | |
| transaction | FOA | Class A Common Stock | Purchase | $371K | +72K | $5.16 | 72K | Aug 16, 2021 | See Footnote | F3, F4 | |
| transaction | FOA | Class A Common Stock | Purchase | $130K | +25.3K | $5.16 | 25.3K | Aug 16, 2021 | Direct | F3 | |
| transaction | FOA | Class A Common Stock | Purchase | $237K | +45.2K | +62.86% | $5.24 | 117K | Aug 17, 2021 | See Footnote | F4, F5 |
| transaction | FOA | Class A Common Stock | Purchase | $83.3K | +15.9K | +62.86% | $5.24 | 41.2K | Aug 17, 2021 | Direct | F5 |
| transaction | FOA | Class B Common Stock | Award | $0 | +1 | $0.00 | 1 | Apr 1, 2021 | See Footnote | F2, F6 | |
| transaction | FOA | Class B Common Stock | Award | $0 | +1 | $0.00 | 1 | Apr 1, 2021 | See Footnote | F6, F7 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | FOA | LLC Units of Finance of America Equity Capital LLC | Award | $0 | +73M | $0.00 | 73M | Apr 1, 2021 | Class A Common Stock | 73M | See Footnote | F2, F6, F8 | ||
| transaction | FOA | LLC Units of Finance of America Equity Capital LLC | Award | $0 | +1.94M | $0.00 | 1.94M | Apr 1, 2021 | Class A Common Stock | 1.94M | See Footnote | F6, F7, F8 | ||
| transaction | FOA | Earnout Rights | Award | $0 | +8.56M | $0.00 | 8.56M | Apr 1, 2021 | Class A Common Stock | 8.56M | See Footnote | F2, F6, F9 | ||
| transaction | FOA | Earnout Rights | Award | $0 | +228K | $0.00 | 228K | Apr 1, 2021 | Class A Common Stock | 228K | See Footnote | F6, F7, F9 |
| Id | Content |
|---|---|
| F1 | On October 12, 2020, concurrently with the execution of the Transaction Agreement dated effective as of October 12, 2020 (the "Transaction Agreement") among Replay Acquisition Corp. ("Replay"), Finance of America Equity Capital LLC ("FoA") and certain other parties thereto, Finance of America Companies Inc. (the "Issuer") entered into a subscription agreement with Brian Libman and certain entities controlled by him (the "BL Investors"), pursuant to which the BL Investors agreed to purchase 1,380,247 shares of Class A Common Stock for a purchase price of $10.00 per share. The purchase closed on April 1, 2021 in connection with the business combination ("Business Combination") of Replay and FoA. These securities were previously reported on the Reporting Person's Form 3 filed on April 5, 2021. |
| F2 | Reflects securities held directly by Libman Family Holdings, LLC. The sole manager of Libman Family Holdings, LLC is Brian L. Libman. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.075 to $5.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. |
| F4 | Reflects securities purchased by an entity for which the Reporting Person serves as a trustee. |
| F5 | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.11 to $5.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. |
| F6 | These securities were acquired in connection with the Business Combination pursuant to the terms of the Transaction Agreement. The transactions contemplated by the Transaction Agreement closed on April 1, 2021. These securities were previously reported on the Reporting Person's Form 3 filed on April 5, 2021. |
| F7 | Reflects securities held directly by The Mortgage Opportunity Group, LLC. The sole manager of The Mortgage Opportunity Group, LLC is Brian L. Libman. |
| F8 | Pursuant to the terms of an exchange agreement, dated as of April 2, 2021, limited liability company units of Finance of America Equity Capital LLC ("FoA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis. These exchange rights do not expire. |
| F9 | Reflects Earnout Rights acquired pursuant to the Business Combination pursuant to the terms of the Transaction Agreement. The transactions contemplated by the Transaction Agreement closed on April 1, 2021. Pursuant to earnout provisions in the Transaction Agreement, the Reporting Person is entitled to receive FoA Units if, from the closing of the transaction until the sixth anniversary thereof, the volume-weighted average price of the Class A Common Stock exceeds certain thresholds. Of these Earnout Rights, one-half will be issued if the volume-weighted average price of the Class A Common Stock exceeds $12.50 for any 20 trading days within any 30 trading day period, and one-half will be issued if the volume-weighted average price of the Class A Common Stock exceeds $15.00 for any 20 trading days within any 30 trading day period. |
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly owned, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.