Brian Richard Mariotti - Jun 27, 2021 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
CHIEF EXECUTIVE OFFICER, Director
Signature
/s/ Tracy Daw, as Attorney-in-Fact for Brian Richard Mariotti, Tracy Daw, as Attorney-in-Fact for Brian Richard Mariotti
Stock symbol
FNKO
Transactions as of
Jun 27, 2021
Transactions value $
$0
Form type
4
Date filed
6/28/2021, 04:45 PM
Previous filing
Jun 9, 2021
Next filing
Oct 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO Class A Common Stock Options Exercise +8.67K +19.35% 53.5K Jun 27, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -8.67K -50% $0.00 8.67K Jun 27, 2021 Class A Common Stock 8.67K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2 On June 27, 2018, the Reporting Person was granted 34,660 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.