| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | FNKO | Class A Common Stock | Conversion of derivative security | $0 | +87K | +194.3% | $0.00 | 132K | Jun 7, 2021 | Direct | F1 |
| transaction | FNKO | Class B Common Stock | Disposed to Issuer | $0 | -87K | -4.46% | $0.00 | 1.86M | Jun 7, 2021 | Direct | F2 |
| transaction | FNKO | Class A Common Stock | Sale | -$2.06M | -87K | -66.02% | $23.70 | 44.8K | Jun 7, 2021 | Direct | F3, F4 |
| transaction | FNKO | Class A Common Stock | Conversion of derivative security | $0 | +118K | +264.21% | $0.00 | 163K | Jun 8, 2021 | Direct | F1 |
| transaction | FNKO | Class B Common Stock | Disposed to Issuer | $0 | -118K | -6.35% | $0.00 | 1.74M | Jun 8, 2021 | Direct | F2 |
| transaction | FNKO | Class A Common Stock | Sale | -$2.84M | -118K | -72.54% | $23.97 | 44.8K | Jun 8, 2021 | Direct | F3, F5, F6 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | FNKO | Common Units | Conversion of derivative security | $0 | -87K | -3.25% | $0.00 | 2.59M | Jun 7, 2021 | Class A Common Stock | 87K | Direct | F1 | |
| transaction | FNKO | Common Units | Conversion of derivative security | $0 | -118K | -4.57% | $0.00 | 2.47M | Jun 8, 2021 | Class A Common Stock | 118K | Direct | F1 |
| Id | Content |
|---|---|
| F1 | Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. |
| F2 | Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. |
| F3 | The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.36 to $24.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F5 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.305 to $24.145, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F6 | The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. |