Brian Richard Mariotti - Oct 14, 2021 Form 4 Insider Report for Funko, Inc. (FNKO)

Role: CHIEF EXECUTIVE OFFICER, Director
Signature: /s/ Tracy Daw, as Attorney-in-Fact for Brian Richard Mariotti
Stock symbol: FNKO
Transactions as of: Oct 14, 2021
Transactions value $: -$1,146,068
Form type: 4
Date filed: 10/15/2021, 07:21 PM
Previous filing: Jun 28, 2021
Next filing: Oct 20, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FNKO	Class A Common Stock	Conversion of derivative security	$0	+1.54K	+2.89%	$0.00	55K	Oct 14, 2021	Direct	F1
transaction	FNKO	Class B Common Stock	Disposed to Issuer	$0	-1.54K	-0.09%	$0.00	1.74M	Oct 14, 2021	Direct	F2
transaction	FNKO	Class A Common Stock	Sale	-$29.9K	-1.54K	-2.81%	$19.35	53.5K	Oct 14, 2021	Direct	F3
transaction	FNKO	Class A Common Stock	Conversion of derivative security	$0	+57.6K	+107.75%	$0.00	111K	Oct 15, 2021	Direct	F1
transaction	FNKO	Class B Common Stock	Disposed to Issuer	$0	-57.6K	-3.3%	$0.00	1.69M	Oct 15, 2021	Direct	F2
transaction	FNKO	Class A Common Stock	Sale	-$1.12M	-57.6K	-51.87%	$19.38	53.5K	Oct 15, 2021	Direct	F3, F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FNKO	Common Units	Conversion of derivative security	$0	-1.54K	-0.06%	$0.00	2.47M	Oct 14, 2021	Class A Common Stock	1.54K		Direct	F1
transaction	FNKO	Common Units	Conversion of derivative security	$0	-57.6K	-2.33%	$0.00	2.41M	Oct 15, 2021	Class A Common Stock	57.6K		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date.
F2	Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares.
F3	The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F4	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.35 to $19.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5	The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.