Josiah Hornblower - Jun 23, 2021 Form 4 Insider Report for Shattuck Labs, Inc. (STTK)

Role
Director
Signature
/s/ Erin Ator Thomson, Attorney-in-Fact for Josiah Hornblower
Stock symbol
STTK
Transactions as of
Jun 23, 2021
Transactions value $
$43,023
Form type
4
Date filed
6/25/2021, 07:02 PM
Previous filing
Jun 22, 2021
Next filing
Jun 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STTK Common Stock Sale -$165K -5.83K -0.19% $28.29* 3.07M Jun 23, 2021 By Hornblower Capital Holdings, LLC F1
transaction STTK Common Stock Sale -$215K -7.62K -0.25% $28.18* 3.06M Jun 24, 2021 By Hornblower Capital Holdings, LLC F2
transaction STTK Common Stock Sale -$457K -16.2K -0.53% $28.20* 3.04M Jun 25, 2021 By Hornblower Capital Holdings, LLC F3
transaction STTK Common Stock Options Exercise $880K +188K $4.67 188K Jun 24, 2021 Direct
holding STTK Common Stock 79.4K Jun 23, 2021 By Stone Dock Investors

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STTK Stock Option (Right to Buy) Options Exercise $0 -188K -100% $0.00* 0 Jun 24, 2021 Common Stock 188K $4.67 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $27.625 to $30.0075. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $27.75 to $28.875. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $27.86 to $28.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 This option represents a right to purchase a total of 188,375 shares of the Issuer's common stock, which vested in full on April 1, 2021 in connection with the Reporting Person stepping down from employment with the Issuer.