Josiah Hornblower - Jun 17, 2021 Form 4 Insider Report for Shattuck Labs, Inc. (STTK)

Role
Director
Signature
/s/ Erin Ator Thomson, Attorney-in-Fact for Josiah Hornblower
Stock symbol
STTK
Transactions as of
Jun 17, 2021
Transactions value $
-$1,025,814
Form type
4
Date filed
6/22/2021, 08:11 PM
Previous filing
Jun 16, 2021
Next filing
Jun 25, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STTK Common Stock Sale -$244K -8.47K -0.27% $28.76* 3.1M Jun 17, 2021 By Hornblower Capital Holdings, LLC F1
transaction STTK Common Stock Sale -$285K -9.84K -0.32% $29.00* 3.09M Jun 18, 2021 By Hornblower Capital Holdings, LLC F2
transaction STTK Common Stock Sale -$221K -7.38K -0.24% $29.96* 3.08M Jun 20, 2021 By Hornblower Capital Holdings, LLC F3
transaction STTK Common Stock Sale -$276K -9.25K -0.3% $29.82* 3.07M Jun 21, 2021 By Hornblower Capital Holdings, LLC F4
holding STTK Common Stock 79.4K Jun 17, 2021 By Stone Dock Investors

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STTK Stock Option (Right to Buy) Award $0 +3.43K $0.00 3.43K Jun 19, 2021 Common Stock 3.43K $29.34 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $27.635 to $29.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $27.82 to $30.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $29.29 to $30.575. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $29.08 to $31.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 This option represents a right to purchase a total of 3,434 shares of the Issuer's common stock, which will vest in full on the earlier of the one-year anniversary of the grant date or immediately prior to the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.