Jacob B. Frieberg - 30 Sep 2021 Form 4 Insider Report for VACCINEX, INC. (VCNX)

Role
Director
Signature
/s/ Scott E. Royer, Attorney-in-Fact for Jacob B. Frieberg
Issuer symbol
VCNX
Transactions as of
30 Sep 2021
Net transactions value
$0
Form type
4
Filing time
04 Oct 2021, 16:22:40 UTC
Previous filing
02 Jul 2021
Next filing
03 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VCNX Common Stock 63,519 30 Sep 2021 Direct
holding VCNX Common Stock 4,420 30 Sep 2021 By Benbow Estates, Ltd. F1
holding VCNX Common Stock 4,121 30 Sep 2021 By Gee Eff Services Limited F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VCNX Stock Option (Right to Buy) Award $0 +6,233 $0.000000 6,233 30 Sep 2021 Common Stock 6,233 $2.16 Direct F8
holding VCNX Stock Option (Right to Buy) 6,396 30 Sep 2021 Common Stock 6,396 $13.60 Direct F3
holding VCNX Stock Option (Right to Buy) 2,501 30 Sep 2021 Common Stock 2,501 $5.26 Direct F3
holding VCNX Stock Option (Right to Buy) 7,718 30 Sep 2021 Common Stock 7,718 $7.78 Direct F3, F4
holding VCNX Stock Option (Right to Buy) 2,385 30 Sep 2021 Common Stock 2,385 $5.52 Direct F3
holding VCNX Stock Option (Right to Buy) 1,856 30 Sep 2021 Common Stock 1,856 $7.17 Direct F3
holding VCNX Stock Option (Right to Buy) 2,737 30 Sep 2021 Common Stock 2,737 $4.85 Direct F3
holding VCNX Stock Option (Right to Buy) 3,336 30 Sep 2021 Common Stock 3,336 $4.00 Direct F3
holding VCNX Stock Option (Right to Buy) 15,679 30 Sep 2021 Common Stock 15,679 $3.95 Direct F3, F5
holding VCNX Stock Option (Right to Buy) 3,756 30 Sep 2021 Common Stock 3,756 $3.61 Direct F3
holding VCNX Stock Option (Right to Buy) 7,626 30 Sep 2021 Common Stock 7,626 $1.78 Direct F3
holding VCNX Stock Option (Right to Buy) 6,545 30 Sep 2021 Common Stock 6,545 $2.07 Direct F3
holding VCNX Stock Option (Right to Buy) 4,535 30 Sep 2021 Common Stock 4,535 $2.98 Direct F3
holding VCNX Stock Option (Right to Buy) 28,586 30 Sep 2021 Common Stock 28,586 $2.15 Direct F6
holding VCNX Stock Option (Right to Buy) 4,804 30 Sep 2021 Common Stock 4,804 $2.80 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Frieberg's spouse is the owner of Benbow Estates, Ltd. and Mr. Frieberg is an officer of Benbow Estates, Ltd. Mr. Frieberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F2 Mr. Frieberg is the sole owner and President of Gee Eff Services Limited.
F3 Exercisable in full as of the date of this report.
F4 This option expires on May 14, 2029 or five years following retirement or cessation of services, whichever occurs first.
F5 This option expires on May 12, 2030 or five years following retirement or cessation of services, whichever occurs first.
F6 This option expires on May 9, 2031 or five years following retirement or cessation of services, whichever occurs first.
F7 This option was granted pursuant to the Company's 2018 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, expires on June 28, 2031.
F8 This option was granted pursuant to the Company's 2018 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, expires on September 28, 2031.