Jacob B. Frieberg - 31 Dec 2021 Form 4 Insider Report for VACCINEX, INC. (VCNX)

Role
Director
Signature
/s/ Scott E. Royer, Attorney-in-Fact for Jacob B. Frieberg
Issuer symbol
VCNX
Transactions as of
31 Dec 2021
Net transactions value
+$8,742
Form type
4
Filing time
03 Jan 2022, 15:17:46 UTC
Previous filing
04 Oct 2021
Next filing
31 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VCNX Common Stock 63,519 31 Dec 2021 Direct
holding VCNX Common Stock 4,420 31 Dec 2021 By Benbow Estates, Ltd. F1
holding VCNX Common Stock 4,121 31 Dec 2021 By Gee Eff Services Limited F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VCNX Stock Option (Right to Buy) Award $8,742 +12,856 $0.6800 12,856 31 Dec 2021 Common Stock 12,856 $1.04 Direct F7
holding VCNX Stock Option (Right to Buy) 6,396 31 Dec 2021 Common Stock 6,396 $13.60 Direct F3
holding VCNX Stock Option (Right to Buy) 2,501 31 Dec 2021 Common Stock 2,501 $5.26 Direct F3
holding VCNX Stock Option (Right to Buy) 7,718 31 Dec 2021 Common Stock 7,718 $7.78 Direct F3, F4
holding VCNX Stock Option (Right to Buy) 2,385 31 Dec 2021 Common Stock 2,385 $5.52 Direct F3
holding VCNX Stock Option (Right to Buy) 1,856 31 Dec 2021 Common Stock 1,856 $7.17 Direct F3
holding VCNX Stock Option (Right to Buy) 2,737 31 Dec 2021 Common Stock 2,737 $4.85 Direct F3
holding VCNX Stock Option (Right to Buy) 3,336 31 Dec 2021 Common Stock 3,336 $4.00 Direct F3
holding VCNX Stock Option (Right to Buy) 15,679 31 Dec 2021 Common Stock 15,679 $3.95 Direct F3, F5
holding VCNX Stock Option (Right to Buy) 3,756 31 Dec 2021 Common Stock 3,756 $3.61 Direct F3
holding VCNX Stock Option (Right to Buy) 7,626 31 Dec 2021 Common Stock 7,626 $1.78 Direct F3
holding VCNX Stock Option (Right to Buy) 6,545 31 Dec 2021 Common Stock 6,545 $2.07 Direct F3
holding VCNX Stock Option (Right to Buy) 4,535 31 Dec 2021 Common Stock 4,535 $2.98 Direct F3
holding VCNX Stock Option (Right to Buy) 28,586 31 Dec 2021 Common Stock 28,586 $2.15 Direct F6
holding VCNX Stock Option (Right to Buy) 4,804 31 Dec 2021 Common Stock 4,804 $2.80 Direct F3
holding VCNX Stock Option (Right to Buy) 6,233 31 Dec 2021 Common Stock 6,233 $2.16 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Frieberg's spouse is the owner of Benbow Estates, Ltd. and Mr. Frieberg is an officer of Benbow Estates, Ltd. Mr. Frieberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F2 Mr. Frieberg is the sole owner and President of Gee Eff Services Limited.
F3 Exercisable in full as of the date of this report.
F4 This option expires on May 14, 2029 or five years following retirement or cessation of services, whichever occurs first.
F5 This option expires on May 12, 2030 or five years following retirement or cessation of services, whichever occurs first.
F6 This option expires on May 9, 2031 or five years following retirement or cessation of services, whichever occurs first.
F7 Pursuant to the Issuer's Director Compensation Program, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the fourth quarter of 2021. The number of options was calculated in accordance with the Black-Scholes valuation model and all such options are immediately exercisable.