B. Frieberg - Jun 30, 2021 Form 4 Insider Report for VACCINEX, INC. (VCNX)

Role
Director
Signature
/s/ Scott E. Royer, Attorney-in-Fact for Jacob B. Frieberg
Stock symbol
VCNX
Transactions as of
Jun 30, 2021
Transactions value $
$0
Form type
4
Date filed
7/2/2021, 04:07 PM
Previous filing
Jun 28, 2021
Next filing
Oct 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VCNX Common Stock 57.3K Jun 30, 2021 Direct
holding VCNX Common Stock 4.42K Jun 30, 2021 By Benbow Estates, Ltd. F1
holding VCNX Common Stock 4.12K Jun 30, 2021 By Gee Eff Services Limited F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VCNX Stock Option (Right to Buy) Award $0 +4.8K $0.00 4.8K Jun 30, 2021 Common Stock 4.8K $2.80 Direct F7
holding VCNX Stock Option (Right to Buy) 6.4K Jun 30, 2021 Common Stock 6.4K $13.60 Direct F3
holding VCNX Stock Option (Right to Buy) 2.5K Jun 30, 2021 Common Stock 2.5K $5.26 Direct F3
holding VCNX Stock Option (Right to Buy) 7.72K Jun 30, 2021 Common Stock 7.72K $7.78 Direct F3, F4
holding VCNX Stock Option (Right to Buy) 2.39K Jun 30, 2021 Common Stock 2.39K $5.52 Direct F3
holding VCNX Stock Option (Right to Buy) 1.86K Jun 30, 2021 Common Stock 1.86K $7.17 Direct F3
holding VCNX Stock Option (Right to Buy) 2.74K Jun 30, 2021 Common Stock 2.74K $4.85 Direct F3
holding VCNX Stock Option (Right to Buy) 3.34K Jun 30, 2021 Common Stock 3.34K $4.00 Direct F3
holding VCNX Stock Option (Right to Buy) 15.7K Jun 30, 2021 Common Stock 15.7K $3.95 Direct F3, F5
holding VCNX Stock Option (Right to Buy) 3.76K Jun 30, 2021 Common Stock 3.76K $3.61 Direct F3
holding VCNX Stock Option (Right to Buy) 7.63K Jun 30, 2021 Common Stock 7.63K $1.78 Direct F3
holding VCNX Stock Option (Right to Buy) 6.55K Jun 30, 2021 Common Stock 6.55K $2.07 Direct F3
holding VCNX Stock Option (Right to Buy) 4.54K Jun 30, 2021 Common Stock 4.54K $2.98 Direct F3
holding VCNX Stock Option (Right to Buy) 28.6K Jun 30, 2021 Common Stock 28.6K $2.15 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Frieberg's spouse is the owner of Benbow Estates, Ltd. and Mr. Frieberg is an officer of Benbow Estates, Ltd. Mr. Frieberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F2 Mr. Frieberg is the sole owner and President of Gee Eff Services Limited.
F3 Exercisable in full as of the date of this report.
F4 This option expires on May 14, 2029 or five years following retirement or cessation of services, whichever occurs first.
F5 This option expires on May 12, 2030 or five years following retirement or cessation of services, whichever occurs first.
F6 This option expires on May 9, 2031 or five years following retirement or cessation of services, whichever occurs first.
F7 This option was granted pursuant to the Company's 2018 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, expires on June 28, 2031.