B. Frieberg - Jun 25, 2021 Form 4 Insider Report for VACCINEX, INC. (VCNX)

Role
Director
Signature
/s/ Scott E. Royer, Attorney-in-Fact for Jacob B. Frieberg
Stock symbol
VCNX
Transactions as of
Jun 25, 2021
Transactions value $
$0
Form type
4
Date filed
6/28/2021, 04:31 PM
Previous filing
May 12, 2021
Next filing
Jul 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VCNX Common Stock Conversion of derivative security +4.42K +8.36% 57.3K Jun 25, 2021 Direct F1
transaction VCNX Common Stock Conversion of derivative security +4.42K 4.42K Jun 25, 2021 By Benbow Estates, Ltd. F1, F3
transaction VCNX Common Stock Conversion of derivative security +4.12K 4.12K Jun 25, 2021 By Gee Eff Services Limited F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VCNX Option (Right to Acquire) Conversion of derivative security -44.2K -100% 0 Jun 25, 2021 Common Stock 4.42K Direct F1
transaction VCNX Option (Right to Acquire) Conversion of derivative security -44.2K -100% 0 Jun 25, 2021 Common Stock 4.42K By Benbow Estates, Ltd. F1, F3
transaction VCNX Option (Right to Acquire) Conversion of derivative security -75K -100% 0 Jun 25, 2021 Common Stock 4.12K By Gee Eff Services Limited F2, F4
holding VCNX Stock Option (Right to Buy) 6.4K Jun 25, 2021 Common Stock 6.4K $13.60 Direct F5
holding VCNX Stock Option (Right to Buy) 2.5K Jun 25, 2021 Common Stock 2.5K $5.26 Direct F5
holding VCNX Stock Option (Right to Buy) 7.72K Jun 25, 2021 Common Stock 7.72K $7.78 Direct F5, F6
holding VCNX Stock Option (Right to Buy) 2.39K Jun 25, 2021 Common Stock 2.39K $5.52 Direct F5
holding VCNX Stock Option (Right to Buy) 1.86K Jun 25, 2021 Common Stock 1.86K $7.17 Direct F5
holding VCNX Stock Option (Right to Buy) 2.74K Jun 25, 2021 Common Stock 2.74K $4.85 Direct F5
holding VCNX Stock Option (Right to Buy) 3.34K Jun 25, 2021 Common Stock 3.34K $4.00 Direct F5
holding VCNX Stock Option (Right to Buy) 15.7K Jun 25, 2021 Common Stock 15.7K $3.95 Direct F7
holding VCNX Stock Option (Right to Buy) 3.76K Jun 25, 2021 Common Stock 3.76K $3.61 Direct F5
holding VCNX Stock Option (Right to Buy) 7.63K Jun 25, 2021 Common Stock 7.63K $1.78 Direct F5
holding VCNX Stock Option (Right to Buy) 6.55K Jun 25, 2021 Common Stock 6.55K $2.07 Direct F5
holding VCNX Stock Option (Right to Buy) 4.54K Jun 25, 2021 Common Stock 4.54K $2.98 Direct F5
holding VCNX Stock Option (Right to Buy) 28.6K Jun 25, 2021 Common Stock 28.6K $2.15 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Limited partnership units of Vaccinex Products, LP were exchanged into shares of Common Stock on a 1-for-10 basis.
F2 Partnership interests in VX3 (DE) LP, or VX3 were exchanged into shares of Common Stock on a 1-for-0.05495 basis.
F3 Mr. Frieberg's spouse is the owner of Benbow Estates, Ltd. and Mr. Frieberg is an officer of Benbow Estates, Ltd. Mr. Frieberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F4 Mr. Frieberg is the sole owner and President of Gee Eff Services Limited.
F5 Exercisable in full as of the date of this report.
F6 This option expires on May 14, 2029 or five years following retirement or cessation of services, whichever occurs first.
F7 This option expires on May 12, 2030 or five years following retirement or cessation of services, whichever occurs first.
F8 This option expires on May 9, 2031 or five years following retirement or cessation of services, whichever occurs first.