Jacob B. Frieberg - 25 Jun 2021 Form 4 Insider Report for VACCINEX, INC. (VCNX)

Role
Director
Signature
/s/ Scott E. Royer, Attorney-in-Fact for Jacob B. Frieberg
Issuer symbol
VCNX
Transactions as of
25 Jun 2021
Net transactions value
$0
Form type
4
Filing time
28 Jun 2021, 16:31:03 UTC
Previous filing
12 May 2021
Next filing
02 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VCNX Common Stock Conversion of derivative security +4,420 +8.4% 57,286 25 Jun 2021 Direct F1
transaction VCNX Common Stock Conversion of derivative security +4,420 4,420 25 Jun 2021 By Benbow Estates, Ltd. F1, F3
transaction VCNX Common Stock Conversion of derivative security +4,121 4,121 25 Jun 2021 By Gee Eff Services Limited F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VCNX Option (Right to Acquire) Conversion of derivative security -44,200 -100% 0 25 Jun 2021 Common Stock 4,420 Direct F1
transaction VCNX Option (Right to Acquire) Conversion of derivative security -44,200 -100% 0 25 Jun 2021 Common Stock 4,420 By Benbow Estates, Ltd. F1, F3
transaction VCNX Option (Right to Acquire) Conversion of derivative security -75,000 -100% 0 25 Jun 2021 Common Stock 4,121 By Gee Eff Services Limited F2, F4
holding VCNX Stock Option (Right to Buy) 6,396 25 Jun 2021 Common Stock 6,396 $13.60 Direct F5
holding VCNX Stock Option (Right to Buy) 2,501 25 Jun 2021 Common Stock 2,501 $5.26 Direct F5
holding VCNX Stock Option (Right to Buy) 7,718 25 Jun 2021 Common Stock 7,718 $7.78 Direct F5, F6
holding VCNX Stock Option (Right to Buy) 2,385 25 Jun 2021 Common Stock 2,385 $5.52 Direct F5
holding VCNX Stock Option (Right to Buy) 1,856 25 Jun 2021 Common Stock 1,856 $7.17 Direct F5
holding VCNX Stock Option (Right to Buy) 2,737 25 Jun 2021 Common Stock 2,737 $4.85 Direct F5
holding VCNX Stock Option (Right to Buy) 3,336 25 Jun 2021 Common Stock 3,336 $4.00 Direct F5
holding VCNX Stock Option (Right to Buy) 15,679 25 Jun 2021 Common Stock 15,679 $3.95 Direct F7
holding VCNX Stock Option (Right to Buy) 3,756 25 Jun 2021 Common Stock 3,756 $3.61 Direct F5
holding VCNX Stock Option (Right to Buy) 7,626 25 Jun 2021 Common Stock 7,626 $1.78 Direct F5
holding VCNX Stock Option (Right to Buy) 6,545 25 Jun 2021 Common Stock 6,545 $2.07 Direct F5
holding VCNX Stock Option (Right to Buy) 4,535 25 Jun 2021 Common Stock 4,535 $2.98 Direct F5
holding VCNX Stock Option (Right to Buy) 28,586 25 Jun 2021 Common Stock 28,586 $2.15 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Limited partnership units of Vaccinex Products, LP were exchanged into shares of Common Stock on a 1-for-10 basis.
F2 Partnership interests in VX3 (DE) LP, or VX3 were exchanged into shares of Common Stock on a 1-for-0.05495 basis.
F3 Mr. Frieberg's spouse is the owner of Benbow Estates, Ltd. and Mr. Frieberg is an officer of Benbow Estates, Ltd. Mr. Frieberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F4 Mr. Frieberg is the sole owner and President of Gee Eff Services Limited.
F5 Exercisable in full as of the date of this report.
F6 This option expires on May 14, 2029 or five years following retirement or cessation of services, whichever occurs first.
F7 This option expires on May 12, 2030 or five years following retirement or cessation of services, whichever occurs first.
F8 This option expires on May 9, 2031 or five years following retirement or cessation of services, whichever occurs first.