B. Frieberg - May 11, 2021 Form 4 Insider Report for VACCINEX, INC. (VCNX)

Role
Director
Signature
/s/ Scott E. Royer, Attorney-in-Fact for Jacob B. Frieberg
Stock symbol
VCNX
Transactions as of
May 11, 2021
Transactions value $
$0
Form type
4
Date filed
5/12/2021, 04:22 PM
Next filing
Jun 28, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VCNX Common Stock 52.9K May 11, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VCNX Stock Option (Right to Buy) Award $0 +28.6K $0.00 28.6K May 11, 2021 Common Stock 28.6K $2.15 Direct F8
holding VCNX Option (Right to Acquire) 44.2K May 11, 2021 Common Stock 4.42K Direct F1
holding VCNX Option (Right to Acquire) 44.2K May 11, 2021 Common Stock 4.42K By Benbow Estates, Ltd. F1, F2
holding VCNX Option (Right to Acquire) 75K May 11, 2021 Common Stock 4.12K By Gee Eff Services Limited F3, F4
holding VCNX Stock Option (Right to Buy) 6.4K May 11, 2021 Common Stock 6.4K $13.60 Direct F5
holding VCNX Stock Option (Right to Buy) 2.5K May 11, 2021 Common Stock 2.5K $5.26 Direct F5
holding VCNX Stock Option (Right to Buy) 7.72K May 11, 2021 Common Stock 7.72K $7.78 Direct F5, F6
holding VCNX Stock Option (Right to Buy) 2.39K May 11, 2021 Common Stock 2.39K $5.52 Direct F5
holding VCNX Stock Option (Right to Buy) 1.86K May 11, 2021 Common Stock 1.86K $7.17 Direct F5
holding VCNX Stock Option (Right to Buy) 2.74K May 11, 2021 Common Stock 2.74K $4.85 Direct F5
holding VCNX Stock Option (Right to Buy) 3.34K May 11, 2021 Common Stock 3.34K $4.00 Direct F5
holding VCNX Stock Option (Right to Buy) 15.7K May 11, 2021 Common Stock 15.7K $3.95 Direct F7
holding VCNX Stock Option (Right to Buy) 3.76K May 11, 2021 Common Stock 3.76K $3.61 Direct F5
holding VCNX Stock Option (Right to Buy) 7.63K May 11, 2021 Common Stock 7.63K $1.78 Direct F5
holding VCNX Stock Option (Right to Buy) 6.55K May 11, 2021 Common Stock 6.55K $2.07 Direct F5
holding VCNX Stock Option (Right to Buy) 4.54K May 11, 2021 Common Stock 4.54K $2.98 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Limited partnership units of Vaccinex Products, LP, which are presently exchangeable into shares of Common Stock on a 1-for-10 basis at the holder's option.
F2 Mr. Frieberg's spouse is the owner of Benbow Estates, Ltd. and Mr. Frieberg is an officer of Benbow Estates, Ltd. Mr. Frieberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3 Partnership interests in VX3 (DE) LP, or VX3, which are presently exchangeable into shares of Common Stock on a 1-for-0.05495 basis at the holder's option. On August 13, 2018, Gee Eff Services Limited entered into an exchange agreement with the Issuer and the other partners of VX3 that provides each VX3 partner the right to exchange all, but not less than all, of its partnership interests in VX3 for shares of Common Stock. The option has no expiration date.
F4 Mr. Frieberg is the sole owner and President of Gee Eff Services Limited.
F5 Exercisable in full as of the date of this report.
F6 This option expires on May 14, 2029 or five years following retirement or cessation of services, whichever occurs first.
F7 This option expires on May 12, 2030 or five years following retirement or cessation of services, whichever occurs first.
F8 This option was granted pursuant to the Company's 2018 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and expires on May 9, 2031 or five years following retirement or cessation of services, whichever occurs first.