David V. Auld - Dec 9, 2021 Form 4 Insider Report for HORTON D R INC /DE/ (DHI)

Role
President and CEO
Signature
/s/ David V. Auld
Stock symbol
DHI
Transactions as of
Dec 9, 2021
Transactions value $
-$2,043,942
Form type
4
Date filed
12/13/2021, 03:47 PM
Previous filing
Dec 3, 2021
Next filing
Mar 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DHI Common Stock Options Exercise $764K +32K +6.38% $23.86* 534K Dec 9, 2021 Direct
transaction DHI Common Stock Sale -$3.48M -32K -6% $108.61 502K Dec 9, 2021 Direct F1
transaction DHI Common Stock Options Exercise $668K +28K +5.58% $23.86* 530K Dec 10, 2021 Direct F2
holding DHI Common Stock 211K Dec 9, 2021 Held by Trusts of Mr. Auld's children. F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DHI Stock Option (right to buy) Options Exercise $0 -32K -53.33% $0.00 28K Dec 9, 2021 Common Stock 32K $23.86 Direct F3
transaction DHI Stock Option (right to buy) Options Exercise $0 -28K -100% $0.00* 0 Dec 10, 2021 Common Stock 28K $23.86 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The prices actually received ranged from $108.43 to $108.78. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2 Following all transactions listed on this Form 4, Mr. Auld owns directly 529,523 shares of DHI common stock and indirectly holds 211,200 shares of DHI Common Stock.
F3 Stock option has a 10-year term, vested as to 20% of the option grant amount on each of the first five anniversary dates of March 6. March 6, 2015 reflects the one-year anniversary date from the date of the stock option grant.