David V. Auld - 01 Dec 2021 Form 4 Insider Report for HORTON D R INC /DE/ (DHI)

Role
President and CEO
Signature
/s/ David V. Auld
Issuer symbol
DHI
Transactions as of
01 Dec 2021
Net transactions value
-$116,041
Form type
4
Filing time
03 Dec 2021, 15:02:10 UTC
Previous filing
30 Nov 2021
Next filing
13 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DHI Common Stock Options Exercise $0 +1,187 +0.24% $0.000000 502,710 01 Dec 2021 Direct F1
transaction DHI Common Stock Tax liability $116,041 -1,187 -0.24% $97.76 501,523 01 Dec 2021 Direct F2, F3
holding DHI Common Stock 211,200 01 Dec 2021 Held by Trusts of Mr. Auld's children. F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DHI Restricted Stock Unit Options Exercise $0 -708 -3.7% $0.000000 18,265 01 Dec 2021 Common Stock 708 Direct F1, F4, F5
transaction DHI Restricted Stock Unit Options Exercise $0 -479 -3.7% $0.000000 12,356 01 Dec 2021 Common Stock 479 Direct F1, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit converts into one share of DHI common stock.
F2 These shares were surrendered to issuer to cover tax obligations of the 28,460 restricted stock units awarded March 12, 2020 and the 12,835 restricted stock units awarded March 17, 2021.
F3 Following all transactions listed on this Form 4, Mr. Auld owns directly 501,523 shares of DHI common stock and indirectly holds 211,200 shares of DHI Common Stock.
F4 Represents common stock acquired by the vesting of a portion of the 28,460 restricted stock units awarded March 12, 2020 to cover withholding tax obligations.
F5 On March 12, 2020, the reporting person was granted 28,460 restricted stock units.
F6 Represents common stock acquired by the vesting of a portion of the 12,835 restricted stock units awarded March 17, 2021 to cover withholding tax obligations.
F7 On March 17, 2021, the reporting person was granted 12,835 restricted stock units.