David V Auld - 11 Mar 2022 Form 4/A - Amendment Insider Report for HORTON D R INC /DE/ (DHI)

Role
President and CEO
Signature
/s/ David V. Auld
Issuer symbol
DHI
Transactions as of
11 Mar 2022
Net transactions value
-$168,964
Form type
4/A - Amendment
Filing time
21 Mar 2022, 17:41:47 UTC
Date Of Original Report
14 Mar 2022
Previous filing
13 Dec 2021
Next filing
21 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DHI Common Stock Gift $0 -28,067 -5.3% $0.000000 501,456 28 Dec 2021 Direct F1
transaction DHI Common Stock Options Exercise $0 +9,486 +1.9% $0.000000 510,942 11 Mar 2022 Direct F2
transaction DHI Common Stock Tax liability $168,964 -2,087 -0.41% $80.96 508,855 11 Mar 2022 Direct F3, F4
holding DHI Common Stock 211,200 11 Mar 2022 Held by Trusts of Mr. Auld's children. F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DHI Restricted Stock Unit Options Exercise $0 -9,486 -52% $0.000000 8,779 11 Mar 2022 Common Stock 9,486 Direct F2, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a gift of securities to an outside entity. Mr. Auld disclaims beneficial ownership of the shares gifted.
F2 Each restricted stock unit converts into one share of DHI common stock.
F3 These shares were surrendered to issuer to cover tax obligations of the 9,486 restricted stock units awarded March 12, 2020.
F4 Following all transactions listed on this Form 4, Mr. Auld owns directly 508,885 shares of DHI common stock and indirectly holds 211,200 shares of DHI common stock.
F5 On March 12, 2020, the reporting person was granted 28,460 restricted stock units, vesting in three annual installments beginning March 12, 2021.
F6 Updates the total number of derivative securities beneficially owned previously reported in Item 9 of Table II from 9,487 to 8,779.