David V. Auld - Mar 11, 2022 Form 4/A - Amendment Insider Report for HORTON D R INC /DE/ (DHI)

Role
President and CEO
Signature
/s/ David V. Auld
Stock symbol
DHI
Transactions as of
Mar 11, 2022
Transactions value $
-$168,964
Form type
4/A - Amendment
Date filed
3/21/2022, 05:41 PM
Date Of Original Report
Mar 14, 2022
Previous filing
Dec 13, 2021
Next filing
Mar 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DHI Common Stock Gift $0 -28.1K -5.3% $0.00 501K Dec 28, 2021 Direct F1
transaction DHI Common Stock Options Exercise $0 +9.49K +1.89% $0.00 511K Mar 11, 2022 Direct F2
transaction DHI Common Stock Tax liability -$169K -2.09K -0.41% $80.96 509K Mar 11, 2022 Direct F3, F4
holding DHI Common Stock 211K Mar 11, 2022 Held by Trusts of Mr. Auld's children. F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DHI Restricted Stock Unit Options Exercise $0 -9.49K -51.94% $0.00 8.78K Mar 11, 2022 Common Stock 9.49K Direct F2, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a gift of securities to an outside entity. Mr. Auld disclaims beneficial ownership of the shares gifted.
F2 Each restricted stock unit converts into one share of DHI common stock.
F3 These shares were surrendered to issuer to cover tax obligations of the 9,486 restricted stock units awarded March 12, 2020.
F4 Following all transactions listed on this Form 4, Mr. Auld owns directly 508,885 shares of DHI common stock and indirectly holds 211,200 shares of DHI common stock.
F5 On March 12, 2020, the reporting person was granted 28,460 restricted stock units, vesting in three annual installments beginning March 12, 2021.
F6 Updates the total number of derivative securities beneficially owned previously reported in Item 9 of Table II from 9,487 to 8,779.