David V. Auld - Mar 11, 2022 Form 4/A - Amendment Insider Report for HORTON D R INC /DE/ (DHI)

Role: President and CEO
Signature: /s/ David V. Auld
Stock symbol: DHI
Transactions as of: Mar 11, 2022
Transactions value $: -$168,964
Form type: 4/A - Amendment
Date filed: 3/21/2022, 05:41 PM
Date Of Original Report: Mar 14, 2022
Previous filing: Dec 13, 2021
Next filing: Mar 21, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	DHI	Common Stock	Gift	$0	-28.1K	-5.3%	$0.00	501K	Dec 28, 2021	Direct	F1
transaction	DHI	Common Stock	Options Exercise	$0	+9.49K	+1.89%	$0.00	511K	Mar 11, 2022	Direct	F2
transaction	DHI	Common Stock	Tax liability	-$169K	-2.09K	-0.41%	$80.96	509K	Mar 11, 2022	Direct	F3, F4
holding	DHI	Common Stock						211K	Mar 11, 2022	Held by Trusts of Mr. Auld's children.	F4

Showing 1 to 4 of 4 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	DHI	Restricted Stock Unit	Options Exercise	$0	-9.49K	-51.94%	$0.00	8.78K	Mar 11, 2022	Common Stock	9.49K		Direct	F2, F5, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction involved a gift of securities to an outside entity. Mr. Auld disclaims beneficial ownership of the shares gifted.
F2	Each restricted stock unit converts into one share of DHI common stock.
F3	These shares were surrendered to issuer to cover tax obligations of the 9,486 restricted stock units awarded March 12, 2020.
F4	Following all transactions listed on this Form 4, Mr. Auld owns directly 508,885 shares of DHI common stock and indirectly holds 211,200 shares of DHI common stock.
F5	On March 12, 2020, the reporting person was granted 28,460 restricted stock units, vesting in three annual installments beginning March 12, 2021.
F6	Updates the total number of derivative securities beneficially owned previously reported in Item 9 of Table II from 9,487 to 8,779.