Key facts
- This page summarizes Stephen E. Wakefield's Form 4 filing for AAON, INC. (AAON).
- 9 reported transactions and 6 derivative rows are listed below.
- Accepted by SEC: 21 Dec 2023, 12:40.
Stephen E. Wakefield - 19 Dec 2023 Form 4 Insider Report for AAON, INC. (AAON)
- Reporting relationship
- Chief Operating Officer
- Issuer ticker
- AAON
- Reported as of
- 19 Dec 2023
- Net transaction value
- -$4,357,377
- SEC form
- 4
- Accepted by SEC
- 21 Dec 2023, 12:40:34 UTC
- Prior SEC filing
- 18 Dec 2023
- Next SEC filing
- 27 Dec 2023
- Source filing
- View source filing
- Reporting owner signature
- Stephen E Wakefield
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Stephen E. Wakefield filed Form 4 for AAON, INC. (AAON) on 21 Dec 2023.
Change
- Previous filing in this sequence was filed on 18 Dec 2023.
- Current net transaction value: -$4,357,377.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AAON
transaction
Common Stock, par value $.004
Options Exercise
- Transaction value
- $498,205
- Shares
- +18,064
- Change %
- +134%
- Price
- $27.58
- Shares after
- 31,537
- Date
- 19 Dec 2023
- Ownership
- Direct
- Footnotes
- F1
AAON
transaction
Common Stock, par value $.004
Sale
- Transaction value
- $1,305,847
- Shares
- -18,064
- Change %
- -57%
- Price
- $72.29
- Shares after
- 13,473
- Date
- 19 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F2
AAON
transaction
Common Stock, par value $.004
Options Exercise
- Transaction value
- $591,453
- Shares
- +21,445
- Change %
- +159%
- Price
- $27.58
- Shares after
- 34,918
- Date
- 20 Dec 2023
- Ownership
- Direct
- Footnotes
- F1
AAON
transaction
Common Stock, par value $.004
Sale
- Transaction value
- $1,557,121
- Shares
- -21,445
- Change %
- -61%
- Price
- $72.61
- Shares after
- 13,473
- Date
- 20 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F3
AAON
transaction
Common Stock, par value $.004
Options Exercise
- Transaction value
- $604,075
- Shares
- +20,491
- Change %
- +152%
- Price
- $29.48
- Shares after
- 33,964
- Date
- 20 Dec 2023
- Ownership
- Direct
- Footnotes
- F1
AAON
transaction
Common Stock, par value $.004
Sale
- Transaction value
- $1,494,409
- Shares
- -20,491
- Change %
- -60%
- Price
- $72.93
- Shares after
- 13,473
- Date
- 20 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F3
AAON
holding
Common Stock, par value $.004
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,272
- Date
- 19 Dec 2023
- Ownership
- 401(k) Plan
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AAON
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $498,205
- Shares
- -18,064
- Change %
- -27%
- Price
- $27.58
- Shares after
- 48,745
- Date
- 19 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 18,064
- Exercise price
- $27.58
- Footnotes
- F1
AAON
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $591,453
- Shares
- -21,445
- Change %
- -44%
- Price
- $27.58
- Shares after
- 27,300
- Date
- 20 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 21,445
- Exercise price
- $27.58
- Footnotes
- F1
AAON
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $604,075
- Shares
- -20,491
- Change %
- -32%
- Price
- $29.48
- Shares after
- 42,989
- Date
- 20 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 20,491
- Exercise price
- $29.48
- Footnotes
- F1
AAON
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 20,223
- Date
- 19 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 20,223
- Exercise price
- $48.91
AAON
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,938
- Date
- 19 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,938
- Exercise price
- $36.13
AAON
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,477
- Date
- 19 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,477
- Exercise price
- $62.04
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023.
Footnote F2
This transaction was executed in multiple trades at prices ranging from $72.25 to $72.51. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F3
This transaction was executed in multiple trades at prices ranging from $72.75 to $73.03. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.