Key facts
- This page summarizes Stephen E. Wakefield's Form 4 filing for AAON, INC. (AAON).
- 8 reported transactions and 6 derivative rows are listed below.
- Accepted by SEC: 27 Dec 2023, 18:47.
Stephen E. Wakefield - 26 Dec 2023 Form 4 Insider Report for AAON, INC. (AAON)
- Reporting relationship
- Chief Operating Officer
- Issuer ticker
- AAON
- Reported as of
- 26 Dec 2023
- Net transaction value
- -$2,235,000
- SEC form
- 4
- Accepted by SEC
- 27 Dec 2023, 18:47:12 UTC
- Prior SEC filing
- 21 Dec 2023
- Next SEC filing
- 16 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- Stephen E Wakefield
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Stephen E. Wakefield filed Form 4 for AAON, INC. (AAON) on 27 Dec 2023.
Change
- Previous filing in this sequence was filed on 21 Dec 2023.
- Current net transaction value: -$2,235,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AAON
transaction
Common Stock, par value $.004
Options Exercise
- Transaction value
- $442,200
- Shares
- +15,000
- Change %
- +111%
- Price
- $29.48
- Shares after
- 28,473
- Date
- 26 Dec 2023
- Ownership
- Direct
- Footnotes
- F1
AAON
transaction
Common Stock, par value $.004
Sale
- Transaction value
- $1,110,000
- Shares
- -15,000
- Change %
- -53%
- Price
- $74.00
- Shares after
- 13,473
- Date
- 26 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F2
AAON
transaction
Common Stock, par value $.004
Options Exercise
- Transaction value
- $76,560
- Shares
- +2,597
- Change %
- +19%
- Price
- $29.48
- Shares after
- 16,070
- Date
- 27 Dec 2023
- Ownership
- Direct
- Footnotes
- F1
AAON
transaction
Common Stock, par value $.004
Options Exercise
- Transaction value
- $606,631
- Shares
- +12,403
- Change %
- +77%
- Price
- $48.91
- Shares after
- 28,473
- Date
- 27 Dec 2023
- Ownership
- Direct
- Footnotes
- F1
AAON
transaction
Common Stock, par value $.004
Sale
- Transaction value
- $1,125,000
- Shares
- -15,000
- Change %
- -53%
- Price
- $75.00
- Shares after
- 13,473
- Date
- 27 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F2
AAON
holding
Common Stock, par value $.004
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,272
- Date
- 26 Dec 2023
- Ownership
- 401(k) Plan
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AAON
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $442,200
- Shares
- -15,000
- Change %
- -35%
- Price
- $29.48
- Shares after
- 27,989
- Date
- 26 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 15,000
- Exercise price
- $29.48
- Footnotes
- F1
AAON
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $76,560
- Shares
- -2,597
- Change %
- -9.3%
- Price
- $29.48
- Shares after
- 25,392
- Date
- 27 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,597
- Exercise price
- $29.48
- Footnotes
- F1
AAON
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $606,631
- Shares
- -12,403
- Change %
- -61%
- Price
- $48.91
- Shares after
- 7,820
- Date
- 27 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,403
- Exercise price
- $48.91
- Footnotes
- F1
AAON
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 27,300
- Date
- 26 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 27,300
- Exercise price
- $27.58
AAON
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,938
- Date
- 26 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,938
- Exercise price
- $36.13
AAON
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,477
- Date
- 26 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,477
- Exercise price
- $62.04
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023.
Footnote F2
All shares sold at an exact price. A breakdown is not applicable.