Stephen E. Wakefield - 14 Dec 2023 Form 4 Insider Report for AAON, INC. (AAON)

Reporting relationship: Chief Operating Officer
Issuer ticker: AAON
Reported as of: 14 Dec 2023
Net transaction value: -$7,499,960
SEC form: 4
Accepted by SEC: 18 Dec 2023, 17:29:13 UTC
Prior SEC filing: 16 Mar 2023
Next SEC filing: 21 Dec 2023
Source filing: View source filing
Reporting owner signature: Stephen E Wakefield

Key filing fact

Stephen E. Wakefield filed Form 4 for AAON, INC. (AAON) on 18 Dec 2023.

Key facts

This page summarizes Stephen E. Wakefield's Form 4 filing for AAON, INC. (AAON).
12 reported transactions and 9 derivative rows are listed below.
Accepted by SEC: 18 Dec 2023, 17:29.

Change

Previous filing in this sequence was filed on 16 Mar 2023.
Current net transaction value: -$7,499,960.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AAON transaction

Common Stock, par value $.004

Options Exercise

Transaction value: $14,985
Shares: +849
Change %: +6.3%
Price: $17.65
Shares after: 14,322
Date: 14 Dec 2023
Ownership: Direct
Footnotes: F1, F2

AAON transaction

Common Stock, par value $.004

Options Exercise

Transaction value: $47,239
Shares: +2,160
Change %: +15%
Price: $21.87
Shares after: 16,482
Date: 14 Dec 2023
Ownership: Direct
Footnotes: F1, F2

AAON transaction

Common Stock, par value $.004

Options Exercise

Transaction value: $820,179
Shares: +33,300
Change %: +202%
Price: $24.63
Shares after: 49,782
Date: 14 Dec 2023
Ownership: Direct
Footnotes: F1, F2

AAON transaction

Common Stock, par value $.004

Options Exercise

Transaction value: $1,094,678
Shares: +39,691
Change %: +80%
Price: $27.58
Shares after: 89,473
Date: 14 Dec 2023
Ownership: Direct
Footnotes: F1, F2

AAON transaction

Common Stock, par value $.004

Sale

Transaction value: $5,343,560
Shares: -76,000
Change %: -85%
Price: $70.31
Shares after: 13,473
Date: 14 Dec 2023
Ownership: Direct
Footnotes: F1, F2, F3

AAON transaction

Common Stock, par value $.004

Options Exercise

Transaction value: $827,400
Shares: +30,000
Change %: +223%
Price: $27.58
Shares after: 43,473
Date: 15 Dec 2023
Ownership: Direct
Footnotes: F1, F2

AAON transaction

Common Stock, par value $.004

Sale

Transaction value: $2,156,400
Shares: -30,000
Change %: -69%
Price: $71.88
Shares after: 13,473
Date: 15 Dec 2023
Ownership: Direct
Footnotes: F1, F2, F4

AAON holding

Common Stock, par value $.004

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 10,261
Date: 14 Dec 2023
Ownership: 401(k) Plan
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AAON transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value: $14,985
Shares: -849
Change %: -100%
Price: $17.65
Shares after: 0
Date: 14 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 849
Exercise price: $17.65
Footnotes: F1, F2

AAON transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value: $47,239
Shares: -2,160
Change %: -100%
Price: $21.87
Shares after: 0
Date: 14 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,160
Exercise price: $21.87
Footnotes: F1, F2

AAON transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value: $820,179
Shares: -33,300
Change %: -100%
Price: $24.63
Shares after: 0
Date: 14 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 33,300
Exercise price: $24.63
Footnotes: F1, F2

AAON transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value: $1,094,678
Shares: -39,691
Change %: -29%
Price: $27.58
Shares after: 96,809
Date: 14 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 39,691
Exercise price: $27.58
Footnotes: F1, F2

AAON transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value: $827,400
Shares: -30,000
Change %: -31%
Price: $27.58
Shares after: 66,809
Date: 15 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 30,000
Exercise price: $27.58
Footnotes: F1, F2

AAON holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 63,480
Date: 14 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 63,480
Exercise price: $29.48
Footnotes: F2

AAON holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 20,223
Date: 14 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 20,223
Exercise price: $48.91
Footnotes: F2

AAON holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 7,938
Date: 14 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 7,938
Exercise price: $36.13
Footnotes: F2

AAON holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 4,477
Date: 14 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 4,477
Exercise price: $62.04
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023.

Footnote F2

The number of securities beneficially owned for each stock award has been updated to reflect the August 16, 2023 stock split as disclosed in the Company's Form 8-K dated June 6, 2023.

Footnote F3

This transaction was executed in multiple trades at prices ranging from $68.00 to $71.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F4

This transaction was executed in multiple trades at prices ranging from $71.75 to $72.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.