Gary D. Fields - 20 Aug 2021 Form 4 Insider Report for AAON, INC. (AAON)

Role: President and CEO, Director
Signature: Gary D. Fields
Issuer symbol: AAON
Transactions as of: 20 Aug 2021
Net transactions value: -$338,209
Form type: 4
Filing time: 24 Aug 2021, 14:38:29 UTC
Previous filing: 13 Aug 2021
Next filing: 24 Nov 2021
SEC: View on sec.gov

Key filing fact

Gary D. Fields filed Form 4 for AAON, INC. (AAON) on 24 Aug 2021.

Key facts

This page summarizes Gary D. Fields's Form 4 filing for AAON, INC. (AAON).
6 reported transactions and 8 derivative rows are listed below.
Filing timestamp: 24 Aug 2021, 14:38.

Change

Previous filing in this sequence was filed on 13 Aug 2021.
Current net transaction value: -$338,209.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Transactions Table

AAON transaction

Common Stock, par value $.004

Options Exercise

Transaction value: $18,512
Shares: +501
Change %: +1.5%
Price: $36.95
Shares after: 34,522
Date: 20 Aug 2021
Ownership: Direct

AAON transaction

Common Stock, par value $.004

Sale

Transaction value: $34,840
Shares: -501
Change %: -1.5%
Price: $69.54
Shares after: 34,021
Date: 20 Aug 2021
Ownership: Direct
Footnotes: F1

AAON transaction

Common Stock, par value $.004

Options Exercise

Transaction value: $103,830
Shares: +2,810
Change %: +8.3%
Price: $36.95
Shares after: 36,831
Date: 23 Aug 2021
Ownership: Direct

AAON transaction

Common Stock, par value $.004

Sale

Transaction value: $195,436
Shares: -2,810
Change %: -7.6%
Price: $69.55
Shares after: 34,021
Date: 23 Aug 2021
Ownership: Direct
Footnotes: F2

AAON holding

Common Stock, par value $.004

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,500
Date: 20 Aug 2021
Ownership: Custodian for the benefit of his grandchildren

AAON holding

Common Stock, par value $.004

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,616
Date: 20 Aug 2021
Ownership: 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

AAON transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value: $34,840
Shares: -501
Change %: -1.5%
Price: $69.54
Shares after: 33,462
Date: 20 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 501
Exercise price: $36.95
Footnotes: F1

AAON transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value: $195,436
Shares: -2,810
Change %: -8.4%
Price: $69.55
Shares after: 30,652
Date: 23 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,810
Exercise price: $36.95
Footnotes: F2

AAON holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,389
Date: 20 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,389
Exercise price: $32.70

AAON holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 7,470
Date: 20 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 7,470
Exercise price: $34.10

AAON holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 94,000
Date: 20 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 94,000
Exercise price: $41.37

AAON holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 43,040
Date: 20 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 43,040
Exercise price: $44.22

AAON holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 39,300
Date: 20 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 39,300
Exercise price: $47.54

AAON holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 31,461
Date: 20 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 31,461
Exercise price: $73.36

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction was executed in multiple trades at prices ranging from $69.51 to $69.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2	This transaction was executed in multiple trades at prices ranging from $69.50 to $69.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.